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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
776
Trinity Industries
TRN
$2.38B
$11K ﹤0.01%
556
– –
UNFI icon
777
United Natural Foods
UNFI
$2.85B
$11K ﹤0.01%
251
+95
+61% +$4.26K
VOD icon
778
Vodafone
VOD
$37.4B
$11K ﹤0.01%
468
– –
QVCGA
779
DELISTED
QVC Group Inc Series A
QVCGA
$11K ﹤0.01%
12
-2
-14% -$1.93K
LSXMA
780
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$11K ﹤0.01%
446
-18
-4% -$448
TWTR
781
DELISTED
Twitter, Inc.
TWTR
$11K ﹤0.01%
714
– –
MUH
782
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$11K ﹤0.01%
+775
New +$11.8K
HZNP
783
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$11K ﹤0.01%
700
– –
BSCI
784
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
520
– –
XIV
785
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$11K ﹤0.01%
250
-750
-75% -$31.3K
WES
786
DELISTED
Western Gas Partners Lp
WES
$11K ﹤0.01%
200
– –
HR
787
DELISTED
Healthcare Realty Trust Incorporated
HR
$11K ﹤0.01%
364
– –
ANSS
788
DELISTED
Ansys
ANSS
$10K ﹤0.01%
113
– –
ASH icon
789
Ashland
ASH
$3.5B
$10K ﹤0.01%
198
– –
AVNS
790
DELISTED
Avanos Medical
AVNS
$10K ﹤0.01%
274
– –
FLOT icon
791
iShares Floating Rate Bond ETF
FLOT
$10.3B
$10K ﹤0.01%
211
-341
-62% -$17.3K
KB icon
792
KB Financial Group
KB
$43.5B
$10K ﹤0.01%
309
– –
MRC
793
DELISTED
MRC Global
MRC
$10K ﹤0.01%
500
– –
NOV icon
794
NOV
NOV
$7B
$10K ﹤0.01%
290
– –
PEY icon
795
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$10K ﹤0.01%
+610
New +$9.85K
PNR icon
796
Pentair
PNR
$11B
$10K ﹤0.01%
281
– –
QSR icon
797
Restaurant Brands International
QSR
$25.8B
$10K ﹤0.01%
229
+35
+18% +$1.61K
RBA icon
798
RB Global
RBA
$17.5B
$10K ﹤0.01%
305
-60
-16% -$2.18K
RELX icon
799
RELX
RELX
$62B
$10K ﹤0.01%
579
– –
TCPC icon
800
BlackRock TCP Capital
TCPC
$345M
$10K ﹤0.01%
650
– –
30 31
32
33 34

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.