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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
776
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
86
– –
CPHD
777
DELISTED
Cepheid Inc
CPHD
$10K ﹤0.01%
305
-4
-1% -$126
ARG
778
DELISTED
Airgas Inc
ARG
$10K ﹤0.01%
76
-44
-37% -$6.18K
ABEV icon
779
Ambev
ABEV
$46.4B
$9K ﹤0.01%
1,764
+1,220
+224% +$5.61K
BKNG icon
780
Booking.com
BKNG
$161B
$9K ﹤0.01%
175
– –
BMA icon
781
Banco Macro
BMA
$5.35B
$9K ﹤0.01%
151
-95
-39% -$6.06K
CAH icon
782
Cardinal Health
CAH
$55.4B
$9K ﹤0.01%
121
+64
+112% +$5.2K
CBRE icon
783
CBRE Group
CBRE
$42.9B
$9K ﹤0.01%
326
+35
+12% +$963
CHE icon
784
Chemed
CHE
$7.22B
$9K ﹤0.01%
73
-2
-3% -$270
EMB icon
785
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$9K ﹤0.01%
90
+23
+34% +$2.45K
HALO icon
786
Halozyme
HALO
$12.2B
$9K ﹤0.01%
1,000
– –
KMX icon
787
CarMax
KMX
$8.26B
$9K ﹤0.01%
193
+34
+21% +$1.6K
LOPE icon
788
Grand Canyon Education
LOPE
$3.98B
$9K ﹤0.01%
220
– –
LYB icon
789
LyondellBasell Industries
LYB
$19.2B
$9K ﹤0.01%
116
-4
-3% -$321
MD icon
790
Pediatrix Medical
MD
$2.2B
$9K ﹤0.01%
142
– –
RBA icon
791
RB Global
RBA
$17.5B
$9K ﹤0.01%
365
– –
ROP icon
792
Roper Technologies
ROP
$39.8B
$9K ﹤0.01%
52
-22
-30% -$3.79K
SIG icon
793
Signet Jewelers
SIG
$3.76B
$9K ﹤0.01%
78
-9
-10% -$1.02K
TCPC icon
794
BlackRock TCP Capital
TCPC
$345M
$9K ﹤0.01%
650
– –
XRX icon
795
Xerox
XRX
$425M
$9K ﹤0.01%
326
+250
+329% +$6.45K
TWTR
796
DELISTED
Twitter, Inc.
TWTR
$9K ﹤0.01%
554
+66
+14% +$1.16K
EUMV
797
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$9K ﹤0.01%
420
– –
ISCA
798
DELISTED
International Speedway Corp
ISCA
$9K ﹤0.01%
260
– –
YHOO
799
DELISTED
Yahoo Inc
YHOO
$9K ﹤0.01%
250
-67
-21% -$2.1K
MJN
800
DELISTED
Mead Johnson Nutrition Company
MJN
$9K ﹤0.01%
106
-29
-21% -$2.16K
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.