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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
776
Booking.com
BKNG
$161B
$8K ﹤0.01%
175
-475
-73% -$25.1K
CC icon
777
Chemours
CC
$2.37B
$8K ﹤0.01%
1,620
-749
-32% -$4.79K
ETR icon
778
Entergy
ETR
$50B
$8K ﹤0.01%
236
– –
EVV
779
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$8K ﹤0.01%
667
– –
IYK icon
780
iShares US Consumer Staples ETF
IYK
$1.43B
$8K ﹤0.01%
222
– –
KMX icon
781
CarMax
KMX
$8.26B
$8K ﹤0.01%
159
+27
+20% +$1.54K
LOPE icon
782
Grand Canyon Education
LOPE
$3.98B
$8K ﹤0.01%
220
+75
+52% +$2.95K
MDY icon
783
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$8K ﹤0.01%
33
– –
MNST icon
784
Monster Beverage
MNST
$88.5B
$8K ﹤0.01%
+360
New +$8.69K
PRAA icon
785
PRA Group
PRAA
$755M
$8K ﹤0.01%
257
+75
+41% +$3.35K
RBA icon
786
RB Global
RBA
$17.5B
$8K ﹤0.01%
365
– –
TDG icon
787
TransDigm Group
TDG
$67.7B
$8K ﹤0.01%
36
+6
+20% +$1.35K
XLY icon
788
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$8K ﹤0.01%
222
– –
S
789
DELISTED
Sprint Corporation
S
$8K ﹤0.01%
2,389
+93
+4% +$382
ISCA
790
DELISTED
International Speedway Corp
ISCA
$8K ﹤0.01%
260
– –
CRC
791
DELISTED
California Resources Corporation
CRC
$8K ﹤0.01%
368
-6
-2% -$216
SWFT
792
DELISTED
Swift Transportation Company
SWFT
$8K ﹤0.01%
+600
New +$9.14K
AAXJ icon
793
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$7K ﹤0.01%
135
– –
AZO icon
794
AutoZone
AZO
$51.1B
$7K ﹤0.01%
10
-1
-9% -$763
BBP icon
795
Virtus Biotech ETF
BBP
$105M
$7K ﹤0.01%
253
+3
+1% +$91
CSQ icon
796
Calamos Strategic Total Return Fund
CSQ
$3.35B
$7K ﹤0.01%
+733
New +$7.28K
DINO icon
797
HF Sinclair
DINO
$14.5B
$7K ﹤0.01%
180
-24
-12% -$1.14K
EMB icon
798
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$7K ﹤0.01%
67
+8
+14% +$862
EQT icon
799
EQT Corp
EQT
$32.3B
$7K ﹤0.01%
+276
New +$9.27K
FLR icon
800
Fluor
FLR
$7.96B
$7K ﹤0.01%
+158
New +$7.43K
30 31
32
33 34

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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.