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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBP icon
776
Virtus Biotech ETF
BBP
$105M
$7K ﹤0.01%
250
– –
CMI icon
777
Cummins
CMI
$88.7B
$7K ﹤0.01%
68
– –
ESGR
778
DELISTED
Enstar Group
ESGR
$7K ﹤0.01%
45
– –
HES
779
DELISTED
Hess
HES
$7K ﹤0.01%
124
-53
-30% -$3.03K
KMX icon
780
CarMax
KMX
$8.26B
$7K ﹤0.01%
132
+35
+36% +$2.19K
ODP
781
DELISTED
ODP
ODP
$7K ﹤0.01%
95
– –
PHM icon
782
Pultegroup
PHM
$25.3B
$7K ﹤0.01%
400
-100
-20% -$2.04K
ROL icon
783
Rollins
ROL
$18.2B
$7K ﹤0.01%
630
+88
+16% +$1.11K
SAN icon
784
Banco Santander
SAN
$210B
$7K ﹤0.01%
1,376
+8
+0.6% +$49
SLM icon
785
SLM Corp
SLM
$5.15B
$7K ﹤0.01%
1,000
– –
UPBD icon
786
Upbound Group
UPBD
$1.16B
$7K ﹤0.01%
300
– –
PDCO
787
DELISTED
Patterson Companies, Inc.
PDCO
$7K ﹤0.01%
158
-78
-33% -$3.72K
MGU
788
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7K ﹤0.01%
366
– –
MNDT
789
DELISTED
Mandiant, Inc. Common Stock
MNDT
$7K ﹤0.01%
263
+36
+16% +$1.5K
FLOW
790
DELISTED
SPX FLOW, Inc.
FLOW
$7K ﹤0.01%
+200
New +$6.8K
SNI
791
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$7K ﹤0.01%
125
– –
ABCO
792
DELISTED
Advisory Board Co
ABCO
$7K ﹤0.01%
160
+19
+13% +$987
HAR
793
DELISTED
Harman International Industries
HAR
$7K ﹤0.01%
71
– –
BLKB icon
794
Blackbaud
BLKB
$2.08B
$6K ﹤0.01%
100
– –
BMA icon
795
Banco Macro
BMA
$5.35B
$6K ﹤0.01%
153
+36
+31% +$1.61K
CNP icon
796
CenterPoint Energy
CNP
$26.8B
$6K ﹤0.01%
347
– –
CWB icon
797
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$6K ﹤0.01%
+150
New +$6.96K
DAL icon
798
Delta Air Lines
DAL
$60.1B
$6K ﹤0.01%
138
– –
DG icon
799
Dollar General
DG
$27.9B
$6K ﹤0.01%
102
-73
-42% -$5.57K
EMB icon
800
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6K ﹤0.01%
59
+9
+18% +$975
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.