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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRT
776
North European Oil Royalty Trust
NRT
$81M
$1K ﹤0.01%
+65
New +$859
NTGR icon
777
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
PAG icon
778
Penske Automotive Group
PAG
$14.2B
$1K ﹤0.01%
10
– –
PFN
779
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
+118
New +$1.2K
PHI icon
780
PLDT
PHI
$4.33B
$1K ﹤0.01%
+19
New +$1.28K
PII icon
781
Polaris
PII
$4.07B
$1K ﹤0.01%
8
– –
QAI icon
782
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$1K ﹤0.01%
+25
New +$743
RPM icon
783
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
RWX icon
784
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1K ﹤0.01%
19
– –
SGU icon
785
Star Group
SGU
$423M
$1K ﹤0.01%
134
– –
SHG icon
786
Shinhan Financial Group
SHG
$35.6B
$1K ﹤0.01%
+30
New +$1.17K
SIRI icon
787
SiriusXM
SIRI
$10.1B
$1K ﹤0.01%
24
– –
TD icon
788
Toronto Dominion Bank
TD
$200B
$1K ﹤0.01%
24
-34
-59% -$1.46K
TKC icon
789
Turkcell
TKC
$4.79B
$1K ﹤0.01%
+62
New +$870
TLK icon
790
Telkom Indonesia
TLK
$14.9B
$1K ﹤0.01%
+54
New +$1.21K
VOD icon
791
Vodafone
VOD
$37.4B
$1K ﹤0.01%
31
– –
VYX icon
792
NCR Voyix
VYX
$1.14B
$1K ﹤0.01%
42
– –
WOLF icon
793
Wolfspeed
WOLF
$1.71B
$1K ﹤0.01%
21
– –
YPF icon
794
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1K ﹤0.01%
+40
New +$1.03K
PDCE
795
DELISTED
PDC Energy, Inc.
PDCE
$1K ﹤0.01%
15
– –
MGLN
796
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
10
– –
AIG.WS
797
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
54
-31
-36% -$703
CART
798
DELISTED
Carolina Trust BancShares
CART
$1K ﹤0.01%
+125
New +$670
RDC
799
DELISTED
Rowan Companies Plc
RDC
$1K ﹤0.01%
35
– –
PHH
800
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
+32
New +$774
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.