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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNW icon
776
Genworth Financial
GNW
$3.71B
– –
-745
Closed -$6K
GWW icon
777
W.W. Grainger
GWW
$60.2B
– –
-63
Closed -$15K
HALO icon
778
Halozyme
HALO
$12.2B
– –
-1,000
Closed -$8K
HAS icon
779
Hasbro
HAS
$13.2B
– –
-150
Closed -$8K
HEDJ icon
780
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-200
Closed -$5K
HHH icon
781
Howard Hughes
HHH
$4.03B
– –
-51
Closed -$7K
HII icon
782
Huntington Ingalls Industries
HII
$12.8B
– –
-17
Closed -$1K
HRL icon
783
Hormel Foods
HRL
$13.8B
– –
-64,228
Closed -$1.76M
HSIC icon
784
Henry Schein
HSIC
$9.82B
– –
-765
Closed -$38K
HST icon
785
Host Hotels & Resorts
HST
$16B
– –
-101
Closed -$2K
HUM icon
786
Humana
HUM
$46.2B
– –
-200
Closed -$27K
HYT icon
787
BlackRock Corporate High Yield Fund
HYT
$1.37B
$0 ﹤0.01%
39
– –
IART icon
788
Integra LifeSciences
IART
$1.34B
– –
-34
Closed –
IAU icon
789
iShares Gold Trust
IAU
$67.5B
– –
-100
Closed -$2K
IBN icon
790
ICICI Bank
IBN
$108B
– –
-396
Closed -$4K
ICE icon
791
Intercontinental Exchange
ICE
$84.4B
– –
-630
Closed -$27K
ICF icon
792
iShares Select U.S. REIT ETF
ICF
$2.09B
– –
-80
Closed -$3K
IDV icon
793
iShares International Select Dividend ETF
IDV
$8.51B
– –
-590
Closed -$21K
IDX icon
794
VanEck Indonesia Index ETF
IDX
$37.3M
– –
-90
Closed -$2K
IFGL icon
795
iShares International Developed Real Estate ETF
IFGL
$83.2M
– –
-5,300
Closed -$162K
IGD
796
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-3,000
Closed -$27K
IGSB icon
797
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-2,190
Closed -$115K
IMO icon
798
Imperial Oil
IMO
$60.4B
– –
-90
Closed -$4K
IP icon
799
International Paper
IP
$22B
– –
-158
Closed -$8K
ISRG icon
800
Intuitive Surgical
ISRG
$134B
– –
-450
Closed -$25K
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.