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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OII icon
776
Oceaneering
OII
$4.9B
$3K ﹤0.01%
34
– –
PLD icon
777
Prologis
PLD
$130B
$3K ﹤0.01%
67
– –
PNR icon
778
Pentair
PNR
$11.2B
$3K ﹤0.01%
52
– –
SMFG icon
779
Sumitomo Mitsui Financial
SMFG
$163B
$3K ﹤0.01%
340
– –
SSYS icon
780
Stratasys
SSYS
$760M
$3K ﹤0.01%
24
– –
SXC icon
781
SunCoke Energy
SXC
$815M
$3K ﹤0.01%
147
+6
+4% +$126
WDAY icon
782
Workday
WDAY
$42B
$3K ﹤0.01%
33
– –
JBTM
783
JBT Marel
JBTM
$6.36B
$3K ﹤0.01%
92
– –
GWR
784
DELISTED
Genesee & Wyoming Inc.
GWR
$3K ﹤0.01%
30
– –
ATHN
785
DELISTED
Athenahealth, Inc.
ATHN
$3K ﹤0.01%
27
– –
ILG
786
DELISTED
ILG, Inc Common Stock
ILG
$3K ﹤0.01%
115
– –
HAR
787
DELISTED
Harman International Industries
HAR
$3K ﹤0.01%
26
– –
GM.WS.A
788
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3K ﹤0.01%
120
– –
UTIW
789
DELISTED
UTI WORLDWIDE INC
UTIW
$3K ﹤0.01%
300
– –
XLS
790
DELISTED
EXELIS INC COM STK
XLS
$3K ﹤0.01%
214
– –
NTT
791
DELISTED
Nippon Telegraph & Telephone
NTT
$3K ﹤0.01%
110
– –
ARMH
792
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$3K ﹤0.01%
73
– –
AMCX icon
793
AMC Global Media
AMCX
$490M
$2K ﹤0.01%
27
– –
AOD
794
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
AOS icon
795
A.O. Smith
AOS
$8.56B
$2K ﹤0.01%
88
– –
BDC icon
796
Belden
BDC
$5.05B
$2K ﹤0.01%
28
– –
BLDP
797
Ballard Power Systems
BLDP
$769M
$2K ﹤0.01%
600
– –
CCJ icon
798
Cameco
CCJ
$40.8B
$2K ﹤0.01%
112
– –
CE icon
799
Celanese
CE
$4.82B
$2K ﹤0.01%
30
– –
DNOW icon
800
DNOW Inc
DNOW
$2.81B
$2K ﹤0.01%
+50
New +$1.72K
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.