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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
751
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$48K ﹤0.01%
1,102
– –
RNRG icon
752
Global X Renewable Energy Producers ETF
RNRG
$26.1M
$48K ﹤0.01%
1,039
+96
+10% +$4.67K
TVTX icon
753
Travere Therapeutics
TVTX
$5.74B
$48K ﹤0.01%
2,000
– –
UTF icon
754
Cohen & Steers Infrastructure Fund
UTF
$3.01B
$48K ﹤0.01%
1,787
– –
ADSK icon
755
Autodesk
ADSK
$53.1B
$47K ﹤0.01%
166
-518
-76% -$159K
LFUS icon
756
Littelfuse
LFUS
$11.6B
$47K ﹤0.01%
173
– –
NXTG icon
757
First Trust Indxx NextG ETF
NXTG
$560M
$47K ﹤0.01%
620
– –
TD icon
758
Toronto Dominion Bank
TD
$201B
$47K ﹤0.01%
714
– –
VRTX icon
759
Vertex Pharmaceuticals
VRTX
$135B
$47K ﹤0.01%
263
-161
-38% -$31.4K
ALC icon
760
Alcon
ALC
$36.7B
$46K ﹤0.01%
573
-120
-17% -$9.24K
AWK icon
761
American Water Works
AWK
$26.9B
$46K ﹤0.01%
277
– –
BNS icon
762
Scotiabank
BNS
$108B
$46K ﹤0.01%
750
– –
HIG icon
763
Hartford Financial Services
HIG
$38.4B
$46K ﹤0.01%
660
-56
-8% -$3.7K
IGIB icon
764
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$46K ﹤0.01%
773
+1
+0.1% +$61
IIPR icon
765
Innovative Industrial Properties
IIPR
$1.68B
$46K ﹤0.01%
203
+6
+3% +$1.35K
RBLX icon
766
Roblox
RBLX
$26.2B
$46K ﹤0.01%
622
+232
+59% +$19K
AIVL icon
767
WisdomTree US AI Enhanced Value Fund
AIVL
$434M
$45K ﹤0.01%
485
– –
AVB icon
768
AvalonBay Communities
AVB
$26.1B
$45K ﹤0.01%
204
-265
-57% -$59.5K
FLO icon
769
Flowers Foods
FLO
$1.53B
$45K ﹤0.01%
1,929
-102
-5% -$2.42K
PLTR icon
770
Palantir
PLTR
$421B
$45K ﹤0.01%
1,903
-2,688
-59% -$65.6K
PSLV icon
771
Sprott Physical Silver Trust
PSLV
$13.5B
$45K ﹤0.01%
5,950
-384
-6% -$3.27K
SCHA icon
772
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$45K ﹤0.01%
1,804
– –
SONY icon
773
Sony
SONY
$139B
$45K ﹤0.01%
2,045
+45
+2% +$942
AVY icon
774
Avery Dennison
AVY
$13.6B
$44K ﹤0.01%
213
+3
+1% +$644
CIM
775
Chimera Investment
CIM
$1,000M
$44K ﹤0.01%
1,000
– –
29 30
31
32 33

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.