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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFO
751
DELISTED
IHS Markit Ltd. Common Shares
INFO
$54K ﹤0.01%
566
+10
+2% +$914
CRT
752
Cross Timbers Royalty Trust
CRT
$59.8M
$53K ﹤0.01%
+6,290
New +$54.7K
FVD icon
753
First Trust Value Line Dividend Fund
FVD
$8.36B
$53K ﹤0.01%
1,404
-1,888
-57% -$68.3K
GDX icon
754
VanEck Gold Miners ETF
GDX
$27.5B
$53K ﹤0.01%
1,651
– –
HEDJ icon
755
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$53K ﹤0.01%
1,484
– –
UJAN icon
756
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
$53K ﹤0.01%
1,750
– –
JACK icon
757
Jack in the Box
JACK
$341M
$52K ﹤0.01%
+475
New +$48.3K
MRNA icon
758
Moderna
MRNA
$24.2B
$52K ﹤0.01%
401
– –
CGW icon
759
Invesco S&P Global Water Index ETF
CGW
$1.07B
$51K ﹤0.01%
1,041
– –
LULU icon
760
lululemon athletica
LULU
$14.3B
$51K ﹤0.01%
168
-318
-65% -$104K
NOC icon
761
Northrop Grumman
NOC
$81.8B
$51K ﹤0.01%
160
+57
+55% +$17.2K
PANW icon
762
Palo Alto Networks
PANW
$313B
$51K ﹤0.01%
954
– –
QGRO icon
763
American Century US Quality Growth ETF
QGRO
$2.01B
$51K ﹤0.01%
+797
New +$50.7K
TMFC icon
764
Motley Fool 100 Index ETF
TMFC
$2.11B
$51K ﹤0.01%
1,453
+288
+25% +$10.3K
TYL icon
765
Tyler Technologies
TYL
$13.2B
$51K ﹤0.01%
121
+10
+9% +$4.32K
VALQ icon
766
American Century US Quality Value ETF
VALQ
$340M
$51K ﹤0.01%
+1,079
New +$48.4K
HRC
767
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$51K ﹤0.01%
467
+5
+1% +$521
CRL icon
768
Charles River Laboratories
CRL
$13.5B
$50K ﹤0.01%
174
+53
+44% +$14.7K
CRWD icon
769
CrowdStrike
CRWD
$226B
$50K ﹤0.01%
1,112
-1,516
-58% -$80.2K
MS icon
770
Morgan Stanley
MS
$338B
$50K ﹤0.01%
653
+174
+36% +$13.3K
FFIV icon
771
F5
FFIV
$23.4B
$49K ﹤0.01%
238
– –
HLT icon
772
Hilton Worldwide
HLT
$70.8B
$49K ﹤0.01%
409
– –
IXUS icon
773
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$49K ﹤0.01%
698
– –
PWR icon
774
Quanta Services
PWR
$101B
$49K ﹤0.01%
566
– –
TPLC icon
775
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$316M
$49K ﹤0.01%
1,516
– –
29 30
31
32 33

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.