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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMFC icon
751
Motley Fool 100 Index ETF
TMFC
$2.13B
$41K ﹤0.01%
1,165
+400
+52% +$13.3K
VICI icon
752
VICI Properties
VICI
$29B
$41K ﹤0.01%
+1,627
New +$40.4K
WRB icon
753
W.R. Berkley
WRB
$26.2B
$41K ﹤0.01%
1,400
– –
POTX
754
DELISTED
Global X Cannabis ETF
POTX
$41K ﹤0.01%
695
– –
AIVL icon
755
WisdomTree US AI Enhanced Value Fund
AIVL
$438M
$40K ﹤0.01%
485
– –
AVA icon
756
Avista
AVA
$3.24B
$40K ﹤0.01%
1,000
– –
BNS icon
757
Scotiabank
BNS
$111B
$40K ﹤0.01%
750
– –
FTV icon
758
Fortive
FTV
$18.7B
$40K ﹤0.01%
767
-229
-23% -$11.8K
NI icon
759
NiSource
NI
$20.2B
$40K ﹤0.01%
1,759
+172
+11% +$4.02K
PWR icon
760
Quanta Services
PWR
$101B
$40K ﹤0.01%
566
– –
TD icon
761
Toronto Dominion Bank
TD
$203B
$40K ﹤0.01%
714
-31
-4% -$1.57K
AWK icon
762
American Water Works
AWK
$27.1B
$39K ﹤0.01%
260
-572
-69% -$88.1K
LSXMK
763
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$39K ﹤0.01%
1,175
– –
AGGP
764
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$39K ﹤0.01%
1,992
-1,600
-45% -$31.8K
EQIX icon
765
Equinix
EQIX
$106B
$38K ﹤0.01%
54
+1
+2% +$744
JNK icon
766
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$38K ﹤0.01%
355
-1
-0.3% -$107
SAP icon
767
SAP
SAP
$242B
$38K ﹤0.01%
298
-157
-35% -$20.3K
CCL icon
768
Carnival Corporation Ltd
CCL
$38.9B
$37K ﹤0.01%
1,753
+388
+28% +$6.9K
SAM icon
769
Boston Beer
SAM
$1.9B
$37K ﹤0.01%
+38
New +$36.5K
AIV
770
Aimco
AIV
$379M
$36K ﹤0.01%
+7,000
New +$31.1K
IIPR icon
771
Innovative Industrial Properties
IIPR
$1.67B
$36K ﹤0.01%
197
– –
PCTY icon
772
Paylocity
PCTY
$8.1B
$36K ﹤0.01%
177
-255
-59% -$49.1K
PJUN icon
773
Innovator US Equity Power Buffer ETF June
PJUN
$978M
$36K ﹤0.01%
1,220
-790
-39% -$23.4K
SKYY icon
774
First Trust Cloud Computing ETF
SKYY
$3.38B
$36K ﹤0.01%
379
– –
TPHD icon
775
Timothy Plan High Dividend Stock ETF
TPHD
$371M
$36K ﹤0.01%
1,421
+48
+3% +$1.19K
29 30
31
32 33

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.