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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
751
Toronto Dominion Bank
TD
$201B
$33K ﹤0.01%
745
-32
-4% -$1.36K
TER icon
752
Teradyne
TER
$59.3B
$33K ﹤0.01%
398
-431
-52% -$28.9K
USFD icon
753
US Foods
USFD
$24.2B
$33K ﹤0.01%
1,705
– –
XAR icon
754
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.58B
$33K ﹤0.01%
380
– –
GBUY
755
DELISTED
Goldman Sachs New Age Consumer ETF
GBUY
$33K ﹤0.01%
482
+312
+184% +$18.9K
ILMN icon
756
Illumina
ILMN
$29B
$32K ﹤0.01%
+89
New +$28.6K
LYB icon
757
LyondellBasell Industries
LYB
$20.7B
$32K ﹤0.01%
493
-1
-0.2% -$60
NWN icon
758
Northwest Natural Holdings
NWN
$2.11B
$32K ﹤0.01%
575
– –
REGN icon
759
Regeneron Pharmaceuticals
REGN
$82.8B
$32K ﹤0.01%
52
-723
-93% -$410K
TDG icon
760
TransDigm Group
TDG
$68.6B
$32K ﹤0.01%
73
+11
+18% +$4.16K
VFH icon
761
Vanguard Financials ETF
VFH
$13.8B
$32K ﹤0.01%
567
– –
FRC
762
DELISTED
First Republic Bank
FRC
$32K ﹤0.01%
304
-91
-23% -$9.34K
BYND icon
763
Beyond Meat
BYND
$214M
$31K ﹤0.01%
235
+226
+2,511% +$26.8K
CP icon
764
Canadian Pacific Kansas City
CP
$80.6B
$31K ﹤0.01%
625
– –
FXG icon
765
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$31K ﹤0.01%
693
– –
MIDU icon
766
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$80M
$31K ﹤0.01%
1,594
+775
+95% +$13.2K
NEO icon
767
NeoGenomics
NEO
$2.11B
$31K ﹤0.01%
+1,025
New +$28.4K
OKE icon
768
Oneok
OKE
$57.7B
$31K ﹤0.01%
949
+775
+445% +$25.3K
RNG icon
769
RingCentral
RNG
$5.33B
$31K ﹤0.01%
110
-62
-36% -$15.7K
SHV icon
770
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$31K ﹤0.01%
283
-38
-12% -$4.21K
UBSI icon
771
United Bankshares
UBSI
$6.59B
$31K ﹤0.01%
+1,151
New +$30.9K
UDOW icon
772
ProShares UltraPro Dow 30
UDOW
$936M
$31K ﹤0.01%
+2,000
New +$28.3K
LSXMK
773
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$31K ﹤0.01%
1,175
+289
+33% +$7.43K
BNS icon
774
Scotiabank
BNS
$108B
$30K ﹤0.01%
750
– –
VISN
775
Vistance Networks Inc
VISN
$2.66B
$30K ﹤0.01%
3,642
– –
29 30
31
32 33

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.