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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
751
Barrick Mining
B
$67.3B
$23K ﹤0.01%
1,257
– –
LFUS icon
752
Littelfuse
LFUS
$11.4B
$23K ﹤0.01%
173
– –
PWV icon
753
Invesco Large Cap Value ETF
PWV
$1.79B
$23K ﹤0.01%
789
-328
-29% -$12.3K
TDOC icon
754
Teladoc Health
TDOC
$1.26B
$23K ﹤0.01%
153
+2
+1% +$233
TYL icon
755
Tyler Technologies
TYL
$13.5B
$23K ﹤0.01%
80
-3
-4% -$930
VRSN icon
756
VeriSign
VRSN
$26B
$23K ﹤0.01%
129
+4
+3% +$786
ADSK icon
757
Autodesk
ADSK
$54.5B
$22K ﹤0.01%
144
– –
CTSH icon
758
Cognizant
CTSH
$26.7B
$22K ﹤0.01%
487
+46
+10% +$2.74K
LUV icon
759
Southwest Airlines
LUV
$22B
$22K ﹤0.01%
640
-254
-28% -$12.6K
NOC icon
760
Northrop Grumman
NOC
$81.6B
$22K ﹤0.01%
75
-13
-15% -$4.52K
PHG icon
761
Philips
PHG
$26.8B
$22K ﹤0.01%
703
– –
WSM icon
762
Williams-Sonoma
WSM
$28.5B
$22K ﹤0.01%
1,052
– –
XLRE icon
763
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.68B
$22K ﹤0.01%
714
– –
AEM icon
764
Agnico Eagle Mines
AEM
$91.3B
$21K ﹤0.01%
546
– –
CHKP icon
765
Check Point Software Technologies
CHKP
$13.7B
$21K ﹤0.01%
210
-21
-9% -$2.25K
DELL icon
766
Dell
DELL
$320B
$21K ﹤0.01%
1,058
-195
-16% -$4.5K
DXCM icon
767
DexCom
DXCM
$34.5B
$21K ﹤0.01%
312
– –
GNTX icon
768
Gentex
GNTX
$4.99B
$21K ﹤0.01%
950
-202
-18% -$5.61K
PGZ
769
Principal Real Estate Income Fund
PGZ
$68.3M
$21K ﹤0.01%
1,750
– –
SCHM icon
770
Schwab US Mid-Cap ETF
SCHM
$15.3B
$21K ﹤0.01%
1,500
– –
VBR icon
771
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$21K ﹤0.01%
243
+71
+41% +$8.61K
LSXMK
772
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$21K ﹤0.01%
886
– –
SYKE
773
DELISTED
SYKES Enterprises Inc
SYKE
$21K ﹤0.01%
800
– –
GRES
774
DELISTED
IQ ARB Global Resources
GRES
$21K ﹤0.01%
1,000
-741
-43% -$18.3K
CHE icon
775
Chemed
CHE
$7.02B
$20K ﹤0.01%
48
– –
29 30
31
32 33

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.