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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
751
DELISTED
Xilinx Inc
XLNX
$27K ﹤0.01%
237
– –
CNC icon
752
Centene
CNC
$32.5B
$26K ﹤0.01%
504
+47
+10% +$2.54K
DIAX
753
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$26K ﹤0.01%
1,500
– –
RPG icon
754
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$26K ﹤0.01%
1,100
– –
SBAC icon
755
SBA Communications
SBAC
$19.5B
$26K ﹤0.01%
116
+6
+5% +$1.27K
TEL icon
756
TE Connectivity
TEL
$62.6B
$26K ﹤0.01%
275
+6
+2% +$541
XLRE icon
757
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$26K ﹤0.01%
714
+130
+22% +$4.75K
INFO
758
DELISTED
IHS Markit Ltd. Common Shares
INFO
$26K ﹤0.01%
413
– –
FTA icon
759
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$25K ﹤0.01%
490
– –
HEI icon
760
HEICO Corp
HEI
$51.4B
$25K ﹤0.01%
193
-73
-27% -$8.12K
ISRG icon
761
Intuitive Surgical
ISRG
$134B
$25K ﹤0.01%
144
-819
-85% -$140K
KLAC icon
762
KLA
KLAC
$259B
$25K ﹤0.01%
2,120
+10
+0.5% +$116
KT icon
763
KT
KT
$8.81B
$25K ﹤0.01%
2,091
+987
+89% +$12K
OBOR icon
764
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.14M
$25K ﹤0.01%
1,085
– –
PR
765
Permian Resources
PR
$16.9B
$25K ﹤0.01%
3,335
+3,000
+896% +$26.7K
RSG icon
766
Republic Services
RSG
$65.7B
$25K ﹤0.01%
300
– –
TSCO icon
767
Tractor Supply
TSCO
$18B
$25K ﹤0.01%
1,190
+325
+38% +$6.71K
UTG icon
768
Reaves Utility Income Fund
UTG
$3.61B
$25K ﹤0.01%
726
– –
LSXMK
769
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$25K ﹤0.01%
886
– –
IBKC
770
DELISTED
IBERIABANK Corp
IBKC
$25K ﹤0.01%
340
– –
ACB
771
Aurora Cannabis
ACB
$185M
$24K ﹤0.01%
26
– –
BF.B icon
772
Brown-Forman Class B
BF.B
$13.1B
$24K ﹤0.01%
434
– –
BKTI icon
773
BK Technologies
BKTI
$291M
$24K ﹤0.01%
+1,154
New +$23.5K
EFR
774
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$24K ﹤0.01%
1,900
– –
FLO icon
775
Flowers Foods
FLO
$1.57B
$24K ﹤0.01%
1,032
-399
-28% -$8.84K
29 30
31
32 33

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.