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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGW icon
751
Invesco S&P Global Water Index ETF
CGW
$1.07B
$20K ﹤0.01%
589
– –
EMN icon
752
Eastman Chemical
EMN
$8.35B
$20K ﹤0.01%
274
– –
IGE icon
753
iShares North American Natural Resources ETF
IGE
$772M
$20K ﹤0.01%
660
– –
MIN
754
Aberdeen Intermediate Income Fund
MIN
$278M
$20K ﹤0.01%
5,500
– –
NUV icon
755
Nuveen Municipal Value Fund
NUV
$1.9B
$20K ﹤0.01%
2,000
– –
PAYC icon
756
Paycom
PAYC
$9.54B
$20K ﹤0.01%
106
+32
+43% +$5.2K
PSLV icon
757
Sprott Physical Silver Trust
PSLV
$13.6B
$20K ﹤0.01%
3,750
– –
SMOG icon
758
VanEck Low Carbon Energy ETF
SMOG
$134M
$20K ﹤0.01%
335
– –
VLO icon
759
Valero Energy
VLO
$89.7B
$20K ﹤0.01%
244
-84
-26% -$6.94K
WAT icon
760
Waters Corp
WAT
$40.3B
$20K ﹤0.01%
80
– –
JPS
761
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$20K ﹤0.01%
2,284
– –
VER
762
DELISTED
VEREIT, Inc.
VER
$20K ﹤0.01%
500
-31
-6% -$1.24K
WBC
763
DELISTED
WABCO HOLDINGS INC.
WBC
$20K ﹤0.01%
157
+74
+89% +$9.12K
MDR
764
DELISTED
McDermott International
MDR
$20K ﹤0.01%
2,750
-1,698
-38% -$14K
NNC
765
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$20K ﹤0.01%
1,627
– –
BPL
766
DELISTED
Buckeye Partners, L.P.
BPL
$20K ﹤0.01%
600
– –
BGC icon
767
BGC Group
BGC
$4.92B
$19K ﹤0.01%
3,648
-933
-20% -$5.55K
DWX icon
768
State Street SPDR S&P International Dividend ETF
DWX
$530M
$19K ﹤0.01%
503
– –
ETR icon
769
Entergy
ETR
$49.3B
$19K ﹤0.01%
416
– –
GHYG icon
770
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$19K ﹤0.01%
401
– –
HPQ icon
771
HP
HPQ
$27.6B
$19K ﹤0.01%
981
-333
-25% -$7.06K
IIPR icon
772
Innovative Industrial Properties
IIPR
$1.67B
$19K ﹤0.01%
236
– –
MNST icon
773
Monster Beverage
MNST
$89.4B
$19K ﹤0.01%
+700
New +$20K
P
774
Everpure Inc
P
$32.6B
$19K ﹤0.01%
874
– –
SPG icon
775
Simon Property Group
SPG
$71.3B
$19K ﹤0.01%
109
+1
+0.9% +$178
29 30
31
32 33

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.