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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
751
Moody's
MCO
$82.7B
$14K ﹤0.01%
97
-9
-8% -$1.32K
NTES icon
752
NetEase
NTES
$84.7B
$14K ﹤0.01%
210
– –
PBI icon
753
Pitney Bowes
PBI
$2.39B
$14K ﹤0.01%
1,313
-1,025
-44% -$12.1K
PFG icon
754
Principal Financial Group
PFG
$24.3B
$14K ﹤0.01%
200
-300
-60% -$20.7K
PRLB icon
755
Protolabs
PRLB
$2.13B
$14K ﹤0.01%
140
– –
VCIT icon
756
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$14K ﹤0.01%
161
+124
+335% +$10.9K
AA icon
757
Alcoa
AA
$13.2B
$13K ﹤0.01%
243
– –
A icon
758
Agilent Technologies
A
$41.2B
$13K ﹤0.01%
200
– –
CII icon
759
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$13K ﹤0.01%
806
– –
EVV
760
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13K ﹤0.01%
1,016
– –
IEI icon
761
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$13K ﹤0.01%
107
– –
IYR icon
762
iShares US Real Estate ETF
IYR
$4.65B
$13K ﹤0.01%
165
– –
MPLX icon
763
MPLX
MPLX
$59.7B
$13K ﹤0.01%
394
– –
PCG icon
764
PG&E
PCG
$38.5B
$13K ﹤0.01%
303
+90
+42% +$5.04K
PHM icon
765
Pultegroup
PHM
$25.3B
$13K ﹤0.01%
400
– –
PSMT icon
766
Pricesmart
PSMT
$5.46B
$13K ﹤0.01%
161
– –
RBA icon
767
RB Global
RBA
$17.5B
$13K ﹤0.01%
465
+189
+68% +$5.29K
SMFG icon
768
Sumitomo Mitsui Financial
SMFG
$164B
$13K ﹤0.01%
1,576
– –
SPR
769
DELISTED
Spirit AeroSystems
SPR
$13K ﹤0.01%
150
– –
TRIP icon
770
TripAdvisor
TRIP
$1.26B
$13K ﹤0.01%
380
– –
WB icon
771
Weibo
WB
$1.95B
$13K ﹤0.01%
133
+45
+51% +$4.65K
QVCGA
772
DELISTED
QVC Group Inc Series A
QVCGA
$13K ﹤0.01%
11
– –
MNDT
773
DELISTED
Mandiant, Inc. Common Stock
MNDT
$13K ﹤0.01%
943
– –
BDCL
774
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$13K ﹤0.01%
795
+620
+354% +$10.5K
SSFN
775
DELISTED
Stewardship Financial Corp
SSFN
$13K ﹤0.01%
1,350
– –
29 30
31
32 33

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.