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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.B
751
DELISTED
General Motors Company
GM.WS.B
$14K ﹤0.01%
560
– –
A icon
752
Agilent Technologies
A
$41.2B
$13K ﹤0.01%
200
-152
-43% -$9.47K
APD icon
753
Air Products & Chemicals
APD
$67.6B
$13K ﹤0.01%
90
+32
+55% +$4.69K
CBRE icon
754
CBRE Group
CBRE
$42.9B
$13K ﹤0.01%
352
– –
IEI icon
755
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$13K ﹤0.01%
107
– –
ITUB icon
756
Itaú Unibanco
ITUB
$87.5B
$13K ﹤0.01%
1,919
– –
IWV icon
757
iShares Russell 3000 ETF
IWV
$20.3B
$13K ﹤0.01%
91
– –
IYR icon
758
iShares US Real Estate ETF
IYR
$4.65B
$13K ﹤0.01%
165
– –
KR icon
759
Kroger
KR
$34.8B
$13K ﹤0.01%
665
– –
LBRDK icon
760
Liberty Broadband Class C
LBRDK
$5.15B
$13K ﹤0.01%
138
-7
-5% -$674
PNR icon
761
Pentair
PNR
$11B
$13K ﹤0.01%
281
– –
VOD icon
762
Vodafone
VOD
$37.4B
$13K ﹤0.01%
463
-9
-2% -$260
QVCGA
763
DELISTED
QVC Group Inc Series A
QVCGA
$13K ﹤0.01%
11
-1
-8% -$1.12K
MXIM
764
DELISTED
Maxim Integrated Products
MXIM
$13K ﹤0.01%
287
– –
WBC
765
DELISTED
WABCO HOLDINGS INC.
WBC
$13K ﹤0.01%
87
– –
S
766
DELISTED
Sprint Corporation
S
$13K ﹤0.01%
1,774
-497
-22% -$4.08K
SSFN
767
DELISTED
Stewardship Financial Corp
SSFN
$13K ﹤0.01%
1,350
– –
BOJA
768
DELISTED
Bojangles', Inc. Common Stock
BOJA
$13K ﹤0.01%
1,040
-2,600
-71% -$36.7K
BIVV
769
DELISTED
Bioverativ Inc. Common Stock
BIVV
$13K ﹤0.01%
230
-6
-3% -$351
REV
770
DELISTED
Revlon, Inc.
REV
$13K ﹤0.01%
587
– –
ANSS
771
DELISTED
Ansys
ANSS
$12K ﹤0.01%
103
– –
AVNS
772
DELISTED
Avanos Medical
AVNS
$12K ﹤0.01%
274
– –
CII icon
773
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$12K ﹤0.01%
806
– –
EMB icon
774
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$12K ﹤0.01%
110
-5
-4% -$578
FIVE icon
775
Five Below
FIVE
$13.5B
$12K ﹤0.01%
218
– –
29 30
31
32 33

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.