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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDG icon
751
TransDigm Group
TDG
$67.7B
$14K ﹤0.01%
67
+8
+14% +$1.91K
VBR icon
752
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$14K ﹤0.01%
120
– –
VER
753
DELISTED
VEREIT, Inc.
VER
$14K ﹤0.01%
330
– –
LLL
754
DELISTED
L3 Technologies, Inc.
LLL
$14K ﹤0.01%
86
– –
SWFT
755
DELISTED
Swift Transportation Company
SWFT
$14K ﹤0.01%
700
– –
AA icon
756
Alcoa
AA
$13.2B
$13K ﹤0.01%
+388
New +$13.6K
BDJ icon
757
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$13K ﹤0.01%
1,570
+26
+2% +$217
BMA icon
758
Banco Macro
BMA
$5.35B
$13K ﹤0.01%
151
– –
CBRE icon
759
CBRE Group
CBRE
$42.9B
$13K ﹤0.01%
395
– –
CHE icon
760
Chemed
CHE
$7.22B
$13K ﹤0.01%
73
– –
DXCM icon
761
DexCom
DXCM
$32B
$13K ﹤0.01%
+624
New +$12.2K
FHI icon
762
Federated Hermes
FHI
$4.72B
$13K ﹤0.01%
+500
New +$13.4K
HEI icon
763
HEICO Corp
HEI
$51.4B
$13K ﹤0.01%
366
– –
HP icon
764
Helmerich & Payne
HP
$3.71B
$13K ﹤0.01%
200
– –
IYR icon
765
iShares US Real Estate ETF
IYR
$4.65B
$13K ﹤0.01%
178
– –
KB icon
766
KB Financial Group
KB
$43.5B
$13K ﹤0.01%
309
– –
KMX icon
767
CarMax
KMX
$8.26B
$13K ﹤0.01%
225
– –
MMT
768
Aberdeen Multi-Market Income Fund
MMT
$243M
$13K ﹤0.01%
2,250
– –
RVT icon
769
Royce Value Trust
RVT
$2.3B
$13K ﹤0.01%
942
+17
+2% +$237
SMFG icon
770
Sumitomo Mitsui Financial
SMFG
$164B
$13K ﹤0.01%
1,832
– –
TD icon
771
Toronto Dominion Bank
TD
$200B
$13K ﹤0.01%
270
– –
TRP icon
772
TC Energy
TRP
$65.9B
$13K ﹤0.01%
300
– –
ZTS icon
773
Zoetis
ZTS
$30B
$13K ﹤0.01%
258
-184
-42% -$9.94K
MRO
774
DELISTED
Marathon Oil Corporation
MRO
$13K ﹤0.01%
864
– –
CHK
775
DELISTED
Chesapeake Energy Corporation
CHK
$13K ﹤0.01%
11
+10
+1,000% +$12.2K
29 30
31
32 33

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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.