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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOP icon
751
Koppers
KOP
$969M
$12K ﹤0.01%
301
– –
LBRDK icon
752
Liberty Broadband Class C
LBRDK
$5.15B
$12K ﹤0.01%
164
– –
LOPE icon
753
Grand Canyon Education
LOPE
$3.98B
$12K ﹤0.01%
220
– –
PRAA icon
754
PRA Group
PRAA
$755M
$12K ﹤0.01%
307
+50
+19% +$1.7K
RVT icon
755
Royce Value Trust
RVT
$2.3B
$12K ﹤0.01%
925
+8
+0.9% +$103
UA icon
756
Under Armour Class C
UA
$2.53B
$12K ﹤0.01%
480
-461
-49% -$12.8K
SGI
757
Somnigroup International
SGI
$13.7B
$12K ﹤0.01%
720
– –
INFO
758
DELISTED
IHS Markit Ltd. Common Shares
INFO
$12K ﹤0.01%
360
-30
-8% -$1.08K
ADRA
759
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$12K ﹤0.01%
450
– –
GGP
760
DELISTED
GGP Inc.
GGP
$12K ﹤0.01%
517
– –
AMLP icon
761
Alerian MLP ETF
AMLP
$12.8B
$11K ﹤0.01%
180
– –
CHE icon
762
Chemed
CHE
$7.22B
$11K ﹤0.01%
73
– –
CHKP icon
763
Check Point Software Technologies
CHKP
$13.1B
$11K ﹤0.01%
141
-28
-17% -$2.3K
CII icon
764
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$11K ﹤0.01%
806
– –
DEM icon
765
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$11K ﹤0.01%
300
-157
-34% -$5.86K
EMB icon
766
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$11K ﹤0.01%
106
+5
+5% +$561
HEI icon
767
HEICO Corp
HEI
$51.4B
$11K ﹤0.01%
366
– –
HES
768
DELISTED
Hess
HES
$11K ﹤0.01%
181
-770
-81% -$42.1K
IEF icon
769
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$11K ﹤0.01%
+114
New +$12.2K
KRE icon
770
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$11K ﹤0.01%
200
– –
MCO icon
771
Moody's
MCO
$82.7B
$11K ﹤0.01%
124
– –
SIRI icon
772
SiriusXM
SIRI
$10.1B
$11K ﹤0.01%
264
– –
SLM icon
773
SLM Corp
SLM
$5.15B
$11K ﹤0.01%
1,000
– –
TLK icon
774
Telkom Indonesia
TLK
$14.9B
$11K ﹤0.01%
400
– –
TM icon
775
Toyota
TM
$225B
$11K ﹤0.01%
100
– –
29 30
31
32 33

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.