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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDG icon
751
TransDigm Group
TDG
$67.7B
$11K ﹤0.01%
51
+15
+42% +$3.27K
TRP icon
752
TC Energy
TRP
$65.9B
$11K ﹤0.01%
300
-120
-29% -$4.2K
VOD icon
753
Vodafone
VOD
$37.4B
$11K ﹤0.01%
359
+32
+10% +$997
NATI
754
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
368
– –
IBKC
755
DELISTED
IBERIABANK Corp
IBKC
$11K ﹤0.01%
+230
New +$11.3K
ADRA
756
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$11K ﹤0.01%
450
– –
WFT
757
DELISTED
Weatherford International plc
WFT
$11K ﹤0.01%
1,509
– –
HZNP
758
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$11K ﹤0.01%
700
– –
ZOES
759
DELISTED
Zoe's Kitchen, Inc.
ZOES
$11K ﹤0.01%
300
+100
+50% +$3.15K
PSXP
760
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$11K ﹤0.01%
+178
New +$10.4K
KKD
761
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$11K ﹤0.01%
764
– –
SWFT
762
DELISTED
Swift Transportation Company
SWFT
$11K ﹤0.01%
600
– –
CCL icon
763
Carnival Corporation Ltd
CCL
$39.7B
$10K ﹤0.01%
200
-100
-33% -$4.84K
CHKP icon
764
Check Point Software Technologies
CHKP
$13.1B
$10K ﹤0.01%
124
+3
+2% +$241
CII icon
765
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$10K ﹤0.01%
806
– –
EQT icon
766
EQT Corp
EQT
$32.3B
$10K ﹤0.01%
276
– –
FIVE icon
767
Five Below
FIVE
$13.5B
$10K ﹤0.01%
243
+60
+33% +$2.19K
NWS icon
768
News Corp Class B
NWS
$17.5B
$10K ﹤0.01%
775
– –
RELX icon
769
RELX
RELX
$62B
$10K ﹤0.01%
579
– –
RVT icon
770
Royce Value Trust
RVT
$2.3B
$10K ﹤0.01%
892
+416
+87% +$4.47K
TM icon
771
Toyota
TM
$225B
$10K ﹤0.01%
100
– –
TNL icon
772
Travel + Leisure Co
TNL
$4.7B
$10K ﹤0.01%
310
– –
VPL icon
773
Vanguard FTSE Pacific ETF
VPL
$8.44B
$10K ﹤0.01%
193
– –
SGI
774
Somnigroup International
SGI
$13.7B
$10K ﹤0.01%
720
– –
SSFN
775
DELISTED
Stewardship Financial Corp
SSFN
$10K ﹤0.01%
+1,880
New +$11K
29 30
31
32 33

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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.