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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATI
751
DELISTED
National Instruments Corp
NATI
$10K ﹤0.01%
368
– –
LLL
752
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
+86
New +$10.2K
MXWL
753
DELISTED
Maxwell Technologies Inc
MXWL
$10K ﹤0.01%
+1,465
New +$9.5K
YHOO
754
DELISTED
Yahoo Inc
YHOO
$10K ﹤0.01%
317
– –
MJN
755
DELISTED
Mead Johnson Nutrition Company
MJN
$10K ﹤0.01%
135
-162
-55% -$12.8K
PCP
756
DELISTED
PRECISION CASTPARTS CORP
PCP
$10K ﹤0.01%
46
-6
-12% -$1.39K
ANSS
757
DELISTED
Ansys
ANSS
$9K ﹤0.01%
100
-55
-35% -$5.08K
AZN icon
758
AstraZeneca
AZN
$250B
$9K ﹤0.01%
137
+50
+57% +$3.28K
BBVA icon
759
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$9K ﹤0.01%
1,321
+895
+210% +$7.16K
CHKP icon
760
Check Point Software Technologies
CHKP
$13.1B
$9K ﹤0.01%
121
+62
+105% +$5.14K
ESS icon
761
Essex Property Trust
ESS
$18.5B
$9K ﹤0.01%
38
– –
NPO icon
762
Enpro
NPO
$7.05B
$9K ﹤0.01%
225
– –
PH icon
763
Parker-Hannifin
PH
$135B
$9K ﹤0.01%
99
-30
-23% -$3.04K
PRLB icon
764
Protolabs
PRLB
$2.13B
$9K ﹤0.01%
157
– –
SLX icon
765
VanEck Steel ETF
SLX
$176M
$9K ﹤0.01%
500
– –
TCPC icon
766
BlackRock TCP Capital
TCPC
$345M
$9K ﹤0.01%
650
– –
TDC icon
767
Teradata
TDC
$2.55B
$9K ﹤0.01%
375
– –
TRN icon
768
Trinity Industries
TRN
$2.38B
$9K ﹤0.01%
556
– –
VBR icon
769
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$9K ﹤0.01%
101
– –
VRSN icon
770
VeriSign
VRSN
$26.6B
$9K ﹤0.01%
105
-4
-4% -$334
VWTR
771
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$9K ﹤0.01%
+875
New +$8.98K
EUMV
772
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$9K ﹤0.01%
+420
New +$10K
WES
773
DELISTED
Western Gas Partners Lp
WES
$9K ﹤0.01%
200
– –
AAL icon
774
American Airlines Group
AAL
$10.6B
$8K ﹤0.01%
196
– –
AVNS
775
DELISTED
Avanos Medical
AVNS
$8K ﹤0.01%
256
– –
29 30
31
32 33

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.