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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHPG
751
DELISTED
Shire pic
SHPG
$9K ﹤0.01%
44
-33
-43% -$7.85K
AAL icon
752
American Airlines Group
AAL
$10.6B
$8K ﹤0.01%
196
– –
ABEV icon
753
Ambev
ABEV
$46.4B
$8K ﹤0.01%
1,724
+321
+23% +$1.74K
AZO icon
754
AutoZone
AZO
$51.1B
$8K ﹤0.01%
11
– –
DVA icon
755
DaVita
DVA
$11.7B
$8K ﹤0.01%
114
+16
+16% +$1.24K
ESS icon
756
Essex Property Trust
ESS
$18.5B
$8K ﹤0.01%
38
– –
ETR icon
757
Entergy
ETR
$50B
$8K ﹤0.01%
236
+32
+16% +$1.09K
EVV
758
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$8K ﹤0.01%
667
– –
PPLI
759
People Inc
PPLI
$3.1B
$8K ﹤0.01%
716
– –
IYK icon
760
iShares US Consumer Staples ETF
IYK
$1.43B
$8K ﹤0.01%
+222
New +$7.8K
KBE icon
761
State Street SPDR S&P Bank ETF
KBE
$1.71B
$8K ﹤0.01%
+247
New +$8.62K
MDY icon
762
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$8K ﹤0.01%
+33
New +$8.74K
MIDD icon
763
Middleby
MIDD
$6.08B
$8K ﹤0.01%
73
+6
+9% +$691
SRLN icon
764
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$8K ﹤0.01%
171
-48
-22% -$2.33K
TECH icon
765
Bio-Techne
TECH
$11.3B
$8K ﹤0.01%
340
+36
+12% +$903
UNFI icon
766
United Natural Foods
UNFI
$2.85B
$8K ﹤0.01%
156
+20
+15% +$1.03K
VRSN icon
767
VeriSign
VRSN
$26.6B
$8K ﹤0.01%
109
+4
+4% +$273
XLY icon
768
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$8K ﹤0.01%
222
– –
ZTS icon
769
Zoetis
ZTS
$30B
$8K ﹤0.01%
201
+40
+25% +$1.85K
SYKE
770
DELISTED
SYKES Enterprises Inc
SYKE
$8K ﹤0.01%
300
– –
VER
771
DELISTED
VEREIT, Inc.
VER
$8K ﹤0.01%
200
– –
YDKN
772
DELISTED
Yadkin Financial Corporation
YDKN
$8K ﹤0.01%
374
– –
SPLS
773
DELISTED
Staples Inc
SPLS
$8K ﹤0.01%
675
– –
AAXJ icon
774
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$7K ﹤0.01%
135
-165
-55% -$9.31K
AVNS
775
DELISTED
Avanos Medical
AVNS
$7K ﹤0.01%
256
-33
-11% -$1.15K
29 30
31
32 33

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.