We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRNT icon
751
Ceragon Networks
CRNT
$201M
$0 ﹤0.01%
25
– –
CUK
752
DELISTED
Carnival PLC
CUK
– –
-90
Closed -$3K
DLTR icon
753
Dollar Tree
DLTR
$25.2B
– –
-3,670
Closed -$225K
EA
754
DELISTED
Electronic Arts
EA
– –
-377
Closed -$15K
EELV icon
755
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
– –
-1,500
Closed -$40K
EG icon
756
Everest Group
EG
$14.4B
– –
-126
Closed -$21K
ELP
757
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$0 ﹤0.01%
30
– –
EOI
758
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
– –
-9
Closed –
EPP icon
759
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
– –
-300
Closed -$14K
EPS icon
760
WisdomTree US LargeCap Fund
EPS
$1.65B
– –
-6,000
Closed -$142K
EQIX icon
761
Equinix
EQIX
$103B
– –
-40
Closed -$8K
ERIC icon
762
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
25
– –
ESGR
763
DELISTED
Enstar Group
ESGR
– –
-45
Closed -$6K
EWBC icon
764
East-West Bancorp
EWBC
$18B
$0 ﹤0.01%
4
– –
EXPE icon
765
Expedia Group
EXPE
$37.3B
– –
-257
Closed -$22K
FCEL icon
766
FuelCell Energy
FCEL
$1.63B
– –
0
– –
FE icon
767
FirstEnergy
FE
$27.5B
– –
-100
Closed -$3K
FFIV icon
768
F5
FFIV
$22.7B
– –
-53
Closed -$6K
FIS icon
769
Fidelity National Information Services
FIS
$22.1B
– –
-250
Closed -$14K
FLOT icon
770
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-1,000
Closed -$50K
GBDC icon
771
Golub Capital BDC
GBDC
$3.42B
– –
-12,150
Closed -$206K
GEOS icon
772
Geospace Technologies
GEOS
$75.7M
– –
-75
Closed -$2K
GFI icon
773
Gold Fields
GFI
$36.5B
– –
-109
Closed –
GM icon
774
General Motors
GM
$76.8B
– –
-321
Closed -$10K
GME icon
775
GameStop
GME
$8.6B
– –
-208
Closed -$2K
29 30
31
32 33

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.