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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
751
PACCAR
PCAR
$70.1B
$2K ﹤0.01%
56
– –
PNR icon
752
Pentair
PNR
$11B
$2K ﹤0.01%
52
– –
SSYS icon
753
Stratasys
SSYS
$774M
$2K ﹤0.01%
24
– –
TRMB icon
754
Trimble
TRMB
$13.9B
$2K ﹤0.01%
+103
New +$3.35K
TROW icon
755
T. Rowe Price
TROW
$24.3B
$2K ﹤0.01%
34
-75
-69% -$6.02K
XRX icon
756
Xerox
XRX
$425M
$2K ﹤0.01%
76
– –
MTUS icon
757
Metallus
MTUS
$898M
$2K ﹤0.01%
+76
New +$3.51K
JBTM
758
JBT Marel
JBTM
$6.39B
$2K ﹤0.01%
92
– –
SRCL
759
DELISTED
Stericycle Inc
SRCL
$2K ﹤0.01%
17
– –
LTRPA
760
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
+82
New +$2.86K
KSU
761
DELISTED
Kansas City Southern
KSU
$2K ﹤0.01%
22
– –
ILG
762
DELISTED
ILG, Inc Common Stock
ILG
$2K ﹤0.01%
104
-11
-10% -$233
CAB
763
DELISTED
Cabela's Inc
CAB
$2K ﹤0.01%
+51
New +$3.05K
CMCSK
764
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$2K ﹤0.01%
55
-105
-66% -$3.82K
PLD
765
DELISTED
PROLOGIS
PLD
$2K ﹤0.01%
+67
New +$2K
POM
766
DELISTED
PEPCO HOLDINGS, INC.
POM
$2K ﹤0.01%
83
-100
-55% -$2.73K
AIZ icon
767
Assurant
AIZ
$14.3B
$1K ﹤0.01%
22
– –
AMCX icon
768
AMC Global Media
AMCX
$489M
$1K ﹤0.01%
27
– –
BBY icon
769
Best Buy
BBY
$17.3B
$1K ﹤0.01%
43
– –
BCS icon
770
Barclays
BCS
$94.1B
$1K ﹤0.01%
126
-227
-64% -$3.13K
BLDP
771
Ballard Power Systems
BLDP
$790M
$1K ﹤0.01%
600
– –
CE icon
772
Celanese
CE
$4.82B
$1K ﹤0.01%
30
– –
ENB icon
773
Enbridge
ENB
$112B
$1K ﹤0.01%
33
– –
GGN
774
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$1K ﹤0.01%
200
– –
B
775
Barrick Mining
B
$73.2B
$1K ﹤0.01%
126
-230
-65% -$4.1K
29 30
31
32 33

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.