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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAAY icon
751
Ryanair
RYAAY
$31.4B
$4K ﹤0.01%
158
– –
SNV
752
DELISTED
Synovus
SNV
$4K ﹤0.01%
145
-1
-0.7% -$23
WYNN icon
753
Wynn Resorts
WYNN
$10.5B
$4K ﹤0.01%
20
– –
MRO
754
DELISTED
Marathon Oil Corporation
MRO
$4K ﹤0.01%
97
+15
+18% +$553
TWTR
755
DELISTED
Twitter, Inc.
TWTR
$4K ﹤0.01%
100
– –
Y
756
DELISTED
Alleghany Corp
Y
$4K ﹤0.01%
8
– –
TIF
757
DELISTED
Tiffany & Co.
TIF
$4K ﹤0.01%
40
– –
WBC
758
DELISTED
WABCO HOLDINGS INC.
WBC
$4K ﹤0.01%
33
– –
CBI
759
DELISTED
Chicago Bridge & Iron Nv
CBI
$4K ﹤0.01%
57
– –
AIII
760
DELISTED
ACRE Realty Investors Inc
AIII
$4K ﹤0.01%
+5,141
New +$4.33K
NPBC
761
DELISTED
NATL PENN BANCSHARES INC
NPBC
$4K ﹤0.01%
390
– –
INFA
762
DELISTED
INFORMATICA CORP
INFA
$4K ﹤0.01%
100
– –
CEO
763
DELISTED
CNOOC Limited
CEO
$4K ﹤0.01%
20
– –
RENX
764
DELISTED
RELX N.V.
RENX
$4K ﹤0.01%
246
– –
AA icon
765
Alcoa
AA
$12.5B
$3K ﹤0.01%
71
+11
+18% +$361
APD icon
766
Air Products & Chemicals
APD
$66.8B
$3K ﹤0.01%
29
– –
BMRN icon
767
BioMarin Pharmaceuticals
BMRN
$11.9B
$3K ﹤0.01%
45
– –
CALM icon
768
Cal-Maine
CALM
$3.98B
$3K ﹤0.01%
80
– –
CUK
769
DELISTED
Carnival PLC
CUK
$3K ﹤0.01%
90
– –
EVV
770
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3K ﹤0.01%
217
– –
FE icon
771
FirstEnergy
FE
$27.4B
$3K ﹤0.01%
100
– –
IAU icon
772
iShares Gold Trust
IAU
$66B
$3K ﹤0.01%
100
– –
ICF icon
773
iShares Select U.S. REIT ETF
ICF
$2.08B
$3K ﹤0.01%
+80
New +$3.44K
IMKTA icon
774
Ingles Markets
IMKTA
$1.65B
$3K ﹤0.01%
100
– –
ODP
775
DELISTED
ODP
ODP
$3K ﹤0.01%
61
– –
29 30
31
32 33

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.