We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UJUN icon
726
Innovator US Equity Ultra Buffer ETF June
UJUN
$189M
$54K ﹤0.01%
1,885
– –
WIP icon
727
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$54K ﹤0.01%
1,007
– –
EWJ icon
728
iShares MSCI Japan ETF
EWJ
$22.7B
$53K ﹤0.01%
767
+349
+83% +$24.2K
CNRG icon
729
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$207M
$52K ﹤0.01%
560
– –
IP icon
730
International Paper
IP
$22B
$52K ﹤0.01%
985
-523
-35% -$29.1K
TPLC icon
731
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$316M
$52K ﹤0.01%
1,516
– –
VRSK icon
732
Verisk Analytics
VRSK
$23.7B
$52K ﹤0.01%
264
-1
-0.4% -$194
FOCS
733
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$52K ﹤0.01%
1,000
– –
APTV icon
734
Aptiv
APTV
$10.4B
$51K ﹤0.01%
343
+1
+0.3% +$156
CAG icon
735
Conagra Brands
CAG
$7.19B
$51K ﹤0.01%
1,531
-300
-16% -$10.2K
ESML icon
736
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.93B
$51K ﹤0.01%
1,331
+336
+34% +$13.3K
CTHR
737
DELISTED
Charles & Colvard Ltd
CTHR
$51K ﹤0.01%
1,720
– –
AIG icon
738
American International
AIG
$40.6B
$50K ﹤0.01%
915
+25
+3% +$1.29K
HOLX
739
DELISTED
Hologic
HOLX
$50K ﹤0.01%
683
-68
-9% -$5.1K
ILCG icon
740
iShares Morningstar Growth ETF
ILCG
$3.26B
$50K ﹤0.01%
775
– –
CDK
741
DELISTED
CDK Global, Inc.
CDK
$50K ﹤0.01%
1,180
– –
FFIV icon
742
F5
FFIV
$23.5B
$49K ﹤0.01%
250
+8
+3% +$1.6K
JPC icon
743
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$49K ﹤0.01%
5,000
– –
MNST icon
744
Monster Beverage
MNST
$89.9B
$49K ﹤0.01%
2,248
+68
+3% +$1.61K
SABR icon
745
Sabre
SABR
$823M
$49K ﹤0.01%
4,177
-20
-0.5% -$227
FANG icon
746
Diamondback Energy
FANG
$56.7B
$48K ﹤0.01%
510
-249
-33% -$20K
FCOM icon
747
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
$48K ﹤0.01%
899
+1
+0.1% +$55
FINX icon
748
Global X FinTech ETF
FINX
$166M
$48K ﹤0.01%
1,000
– –
HNDL icon
749
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$636M
$48K ﹤0.01%
+1,960
New +$50.3K
IWV icon
750
iShares Russell 3000 ETF
IWV
$20.4B
$48K ﹤0.01%
190
+34
+22% +$8.9K
28 29
30
31 32

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.