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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRC
726
DELISTED
First Republic Bank
FRC
$58K ﹤0.01%
353
+10
+3% +$1.62K
FSKR
727
DELISTED
FS KKR Capital Corp. II
FSKR
$58K ﹤0.01%
3,005
– –
WBK
728
DELISTED
Westpac Banking Corporation
WBK
$58K ﹤0.01%
3,144
– –
HIG icon
729
Hartford Financial Services
HIG
$38.1B
$57K ﹤0.01%
+860
New +$46.5K
MELI icon
730
Mercado Libre
MELI
$98.4B
$57K ﹤0.01%
39
-105
-73% -$178K
MGRC icon
731
McGrath RentCorp
MGRC
$2.95B
$57K ﹤0.01%
+707
New +$54.2K
PGX icon
732
Invesco Preferred ETF
PGX
$3.76B
$57K ﹤0.01%
3,841
+22
+0.6% +$327
TME icon
733
Tencent Music
TME
$14.3B
$57K ﹤0.01%
+2,822
New +$71.6K
UUP icon
734
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$57K ﹤0.01%
2,300
– –
ZTS icon
735
Zoetis
ZTS
$31.1B
$57K ﹤0.01%
364
-367
-50% -$58.1K
ALC icon
736
Alcon
ALC
$36.7B
$56K ﹤0.01%
806
+4
+0.5% +$283
ARI
737
Apollo Commercial Real Estate
ARI
$880M
$56K ﹤0.01%
4,030
+3,880
+2,587% +$49.8K
DLR icon
738
Digital Realty Trust
DLR
$70.6B
$56K ﹤0.01%
400
– –
EDIT icon
739
Editas Medicine
EDIT
$453M
$56K ﹤0.01%
1,345
+1,220
+976% +$69.5K
JWN
740
DELISTED
Nordstrom
JWN
$56K ﹤0.01%
1,488
-4,514
-75% -$167K
USMF icon
741
WisdomTree US Multifactor Fund
USMF
$302M
$56K ﹤0.01%
1,500
– –
EBAY icon
742
eBay
EBAY
$47.2B
$55K ﹤0.01%
911
+277
+44% +$16.1K
FFC
743
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$55K ﹤0.01%
2,370
– –
TEL icon
744
TE Connectivity
TEL
$63.3B
$55K ﹤0.01%
432
+4
+0.9% +$514
WIP icon
745
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$55K ﹤0.01%
1,007
– –
BLOK icon
746
Amplify Blockchain Technology ETF
BLOK
$1.05B
$54K ﹤0.01%
974
-235
-19% -$11.4K
CB icon
747
Chubb
CB
$134B
$54K ﹤0.01%
347
+5
+1% +$806
CW icon
748
Curtiss-Wright
CW
$26.1B
$54K ﹤0.01%
455
– –
EFX icon
749
Equifax
EFX
$21.4B
$54K ﹤0.01%
300
– –
WMB icon
750
Williams Companies
WMB
$88.4B
$54K ﹤0.01%
2,301
– –
28 29
30
31 32

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.