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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDU icon
726
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.7M
$45K ﹤0.01%
1,141
-454
-28% -$14.4K
PPL
727
PPL Corp
PPL
$26.6B
$45K ﹤0.01%
1,608
+143
+10% +$4.06K
WDAY icon
728
Workday
WDAY
$43B
$45K ﹤0.01%
189
– –
HRC
729
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$45K ﹤0.01%
462
– –
CHRW icon
730
C.H. Robinson
CHRW
$17.2B
$44K ﹤0.01%
475
-47
-9% -$4.48K
CTSH icon
731
Cognizant
CTSH
$26B
$44K ﹤0.01%
547
+17
+3% +$1.29K
DOC icon
732
Healthpeak Properties
DOC
$14.3B
$44K ﹤0.01%
1,460
-140
-9% -$4.07K
ILCG icon
733
iShares Morningstar Growth ETF
ILCG
$3.28B
$44K ﹤0.01%
775
– –
IONS icon
734
Ionis Pharmaceuticals
IONS
$9.46B
$44K ﹤0.01%
793
– –
LFUS icon
735
Littelfuse
LFUS
$11.8B
$44K ﹤0.01%
173
– –
NOBL icon
736
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$44K ﹤0.01%
1,102
– –
SCHW
737
Charles Schwab
SCHW
$188B
$44K ﹤0.01%
844
– –
BXC icon
738
BlueLinx
BXC
$690M
$43K ﹤0.01%
1,500
– –
CP icon
739
Canadian Pacific Kansas City
CP
$81.4B
$43K ﹤0.01%
625
– –
FOF icon
740
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$43K ﹤0.01%
3,500
– –
FOCS
741
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$43K ﹤0.01%
1,000
– –
BLOK icon
742
Amplify Blockchain Technology ETF
BLOK
$1.06B
$42K ﹤0.01%
+1,209
New +$34.3K
FMC icon
743
FMC
FMC
$1.27B
$42K ﹤0.01%
366
– –
NXTG icon
744
First Trust Indxx NextG ETF
NXTG
$572M
$42K ﹤0.01%
620
+284
+85% +$18.2K
SCHA icon
745
Schwab U.S Small- Cap ETF
SCHA
$23.3B
$42K ﹤0.01%
1,916
-1,868
-49% -$37.2K
BR icon
746
Broadridge
BR
$19.1B
$41K ﹤0.01%
274
+249
+996% +$36.1K
FFIV icon
747
F5
FFIV
$23.8B
$41K ﹤0.01%
238
– –
KBA icon
748
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
$41K ﹤0.01%
909
– –
LW icon
749
Lamb Weston
LW
$7.27B
$41K ﹤0.01%
530
-43
-8% -$3.13K
MRNA icon
750
Moderna
MRNA
$25.4B
$41K ﹤0.01%
401
+35
+10% +$3.54K
28 29
30
31 32

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.