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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
726
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$35K ﹤0.01%
300
– –
NDAQ icon
727
Nasdaq
NDAQ
$53.3B
$35K ﹤0.01%
894
-519
-37% -$19.3K
RSG icon
728
Republic Services
RSG
$66.2B
$35K ﹤0.01%
438
– –
TYL icon
729
Tyler Technologies
TYL
$13.2B
$35K ﹤0.01%
101
+21
+26% +$7.05K
VBR icon
730
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$35K ﹤0.01%
328
+85
+35% +$8.53K
WDAY icon
731
Workday
WDAY
$45.2B
$35K ﹤0.01%
189
+50
+36% +$8.08K
WRB icon
732
W.R. Berkley
WRB
$26.1B
$35K ﹤0.01%
1,400
– –
AEM icon
733
Agnico Eagle Mines
AEM
$92.6B
$34K ﹤0.01%
546
– –
APPN icon
734
Appian
APPN
$2.59B
$34K ﹤0.01%
671
-480
-42% -$23.4K
BIDU icon
735
Baidu
BIDU
$36B
$34K ﹤0.01%
286
-108
-27% -$11.6K
BLK icon
736
Blackrock
BLK
$177B
$34K ﹤0.01%
63
-3
-5% -$1.51K
CMG icon
737
Chipotle Mexican Grill
CMG
$40.3B
$34K ﹤0.01%
1,650
-1,400
-46% -$25.9K
DFE icon
738
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$34K ﹤0.01%
700
– –
HPI
739
John Hancock Preferred Income Fund
HPI
$434M
$34K ﹤0.01%
1,750
– –
LVS icon
740
Las Vegas Sands
LVS
$29.5B
$34K ﹤0.01%
765
+571
+294% +$26.8K
RWR icon
741
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$34K ﹤0.01%
436
– –
VRSK icon
742
Verisk Analytics
VRSK
$23.6B
$34K ﹤0.01%
205
-7
-3% -$1.11K
XYZ
743
Block Inc
XYZ
$47.5B
$34K ﹤0.01%
327
– –
EPR icon
744
EPR Properties
EPR
$4.59B
$33K ﹤0.01%
1,015
-278
-22% -$8.25K
FBT icon
745
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$33K ﹤0.01%
201
– –
FFIV icon
746
F5
FFIV
$23.5B
$33K ﹤0.01%
238
– –
B
747
Barrick Mining
B
$68.4B
$33K ﹤0.01%
1,257
– –
IQV icon
748
IQVIA
IQV
$39.9B
$33K ﹤0.01%
236
+112
+90% +$15.2K
SDIV icon
749
Global X SuperDividend ETF
SDIV
$1.21B
$33K ﹤0.01%
1,008
+350
+53% +$10.9K
SONY icon
750
Sony
SONY
$139B
$33K ﹤0.01%
2,405
-460
-16% -$5.98K
28 29
30
31 32

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.