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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
726
ProShares Ultra Financials
UYG
$856M
$30K ﹤0.01%
660
– –
VYX icon
727
NCR Voyix
VYX
$1.11B
$30K ﹤0.01%
1,558
– –
XLB icon
728
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$30K ﹤0.01%
1,058
-58
-5% -$1.67K
AEM icon
729
Agnico Eagle Mines
AEM
$89.8B
$29K ﹤0.01%
546
– –
AFG icon
730
American Financial Group
AFG
$12B
$29K ﹤0.01%
+270
New +$28K
EEM icon
731
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$29K ﹤0.01%
731
-402
-35% -$16.6K
HLT icon
732
Hilton Worldwide
HLT
$70.7B
$29K ﹤0.01%
318
– –
ILCG icon
733
iShares Morningstar Growth ETF
ILCG
$3.28B
$29K ﹤0.01%
775
– –
SCHG icon
734
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$29K ﹤0.01%
2,768
– –
BEN icon
735
Franklin Resources
BEN
$17.2B
$28K ﹤0.01%
1,004
-2,800
-74% -$85.6K
EOG icon
736
EOG Resources
EOG
$73.3B
$28K ﹤0.01%
385
– –
FDL icon
737
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$28K ﹤0.01%
910
– –
ING icon
738
ING
ING
$101B
$28K ﹤0.01%
2,692
-1,088
-29% -$11.4K
RSG icon
739
Republic Services
RSG
$65.9B
$28K ﹤0.01%
330
+30
+10% +$2.64K
SCHM icon
740
Schwab US Mid-Cap ETF
SCHM
$15.1B
$28K ﹤0.01%
1,500
-2,793
-65% -$52.8K
XLRE icon
741
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$28K ﹤0.01%
714
– –
LSXMK
742
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$28K ﹤0.01%
886
– –
CEFL
743
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$28K ﹤0.01%
2,000
-5,000
-71% -$71.3K
AEG icon
744
Aegon
AEG
$14.2B
$27K ﹤0.01%
7,127
-285
-4% -$1.14K
AVY icon
745
Avery Dennison
AVY
$13.3B
$27K ﹤0.01%
246
– –
BF.B icon
746
Brown-Forman Class B
BF.B
$12.9B
$27K ﹤0.01%
434
– –
CP icon
747
Canadian Pacific Kansas City
CP
$80.3B
$27K ﹤0.01%
625
– –
ERC
748
Allspring Multi-Sector Income Fund
ERC
$261M
$27K ﹤0.01%
2,235
– –
UTF icon
749
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$27K ﹤0.01%
1,010
+393
+64% +$10.4K
VTEB icon
750
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$27K ﹤0.01%
516
– –
28 29
30
31 32

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.