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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
726
Schwab International Equity ETF
SCHF
$68.7B
$29K ﹤0.01%
1,866
+128
+7% +$2.03K
UYG icon
727
ProShares Ultra Financials
UYG
$847M
$29K ﹤0.01%
660
– –
VYX icon
728
NCR Voyix
VYX
$1.14B
$29K ﹤0.01%
1,558
+1,416
+997% +$26.3K
DCP
729
DELISTED
DCP Midstream, LP
DCP
$29K ﹤0.01%
1,000
– –
AVY icon
730
Avery Dennison
AVY
$13.4B
$28K ﹤0.01%
246
-6
-2% -$656
BIP icon
731
Brookfield Infrastructure Partners
BIP
$18B
$28K ﹤0.01%
1,134
– –
CHKP icon
732
Check Point Software Technologies
CHKP
$13.1B
$28K ﹤0.01%
243
– –
CTSH icon
733
Cognizant
CTSH
$26B
$28K ﹤0.01%
442
-126
-22% -$8.27K
ERC
734
Allspring Multi-Sector Income Fund
ERC
$259M
$28K ﹤0.01%
2,235
– –
HSBC icon
735
HSBC
HSBC
$356B
$28K ﹤0.01%
682
+284
+71% +$11.9K
SCHG icon
736
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$28K ﹤0.01%
2,768
– –
TRP icon
737
TC Energy
TRP
$65.9B
$28K ﹤0.01%
570
-530
-48% -$25.4K
VDE icon
738
Vanguard Energy ETF
VDE
$9.74B
$28K ﹤0.01%
338
– –
WAB icon
739
Wabtec
WAB
$49.3B
$28K ﹤0.01%
397
+20
+5% +$1.42K
CBL
740
DELISTED
CBL& Associates Properties, Inc.
CBL
$28K ﹤0.01%
27,600
-125,500
-82% -$145K
CART
741
DELISTED
Carolina Trust BancShares
CART
$28K ﹤0.01%
3,634
– –
CELG
742
DELISTED
Celgene Corp
CELG
$28K ﹤0.01%
313
– –
AEM icon
743
Agnico Eagle Mines
AEM
$90.5B
$27K ﹤0.01%
546
+213
+64% +$9.29K
CMP icon
744
Compass Minerals
CMP
$1.15B
$27K ﹤0.01%
495
– –
CSGP icon
745
CoStar Group
CSGP
$12.3B
$27K ﹤0.01%
500
– –
EQIX icon
746
Equinix
EQIX
$103B
$27K ﹤0.01%
54
+21
+64% +$10.1K
FDL icon
747
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$27K ﹤0.01%
910
– –
PARA
748
DELISTED
Paramount Global Class B
PARA
$27K ﹤0.01%
560
+275
+96% +$13.6K
VTEB icon
749
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$27K ﹤0.01%
516
+367
+246% +$19.3K
XOP icon
750
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$27K ﹤0.01%
250
– –
28 29
30
31 32

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RFA
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.