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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
726
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$22K ﹤0.01%
+2,335
New +$22.7K
EWJ icon
727
iShares MSCI Japan ETF
EWJ
$22.7B
$22K ﹤0.01%
418
– –
EXG icon
728
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$22K ﹤0.01%
2,787
– –
ICLN icon
729
iShares Global Clean Energy ETF
ICLN
$2.08B
$22K ﹤0.01%
2,336
– –
PCEF icon
730
Invesco CEF Income Composite ETF
PCEF
$813M
$22K ﹤0.01%
1,000
– –
PHG icon
731
Philips
PHG
$26.2B
$22K ﹤0.01%
719
+111
+18% +$3.31K
TVTX icon
732
Travere Therapeutics
TVTX
$5.78B
$22K ﹤0.01%
1,000
– –
INFO
733
DELISTED
IHS Markit Ltd. Common Shares
INFO
$22K ﹤0.01%
413
– –
SYKE
734
DELISTED
SYKES Enterprises Inc
SYKE
$22K ﹤0.01%
800
– –
DXCM icon
735
DexCom
DXCM
$32.7B
$21K ﹤0.01%
724
+412
+132% +$14.5K
KNX icon
736
Knight Transportation
KNX
$11.4B
$21K ﹤0.01%
658
-157
-19% -$5K
KRE icon
737
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$21K ﹤0.01%
428
– –
LW icon
738
Lamb Weston
LW
$7.14B
$21K ﹤0.01%
286
+102
+55% +$7.22K
PAA icon
739
Plains All American Pipeline
PAA
$16.3B
$21K ﹤0.01%
861
-226
-21% -$5.34K
PBW icon
740
Invesco WilderHill Clean Energy ETF
PBW
$460M
$21K ﹤0.01%
792
– –
SBAC icon
741
SBA Communications
SBAC
$19.3B
$21K ﹤0.01%
110
-49
-31% -$8.88K
SKYY icon
742
First Trust Cloud Computing ETF
SKYY
$3.19B
$21K ﹤0.01%
379
– –
TEL icon
743
TE Connectivity
TEL
$61.8B
$21K ﹤0.01%
269
+16
+6% +$1.29K
VBR icon
744
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$21K ﹤0.01%
170
+6
+4% +$763
WDAY icon
745
Workday
WDAY
$44.7B
$21K ﹤0.01%
114
+85
+293% +$15.5K
WEN icon
746
Wendy's
WEN
$1.42B
$21K ﹤0.01%
1,173
– –
XLRE icon
747
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$21K ﹤0.01%
584
+49
+9% +$1.67K
ABEV icon
748
Ambev
ABEV
$45.7B
$20K ﹤0.01%
4,862
+1,037
+27% +$4.76K
ADSK icon
749
Autodesk
ADSK
$53.1B
$20K ﹤0.01%
131
-10
-7% -$1.5K
BKNG icon
750
Booking.com
BKNG
$158B
$20K ﹤0.01%
300
+125
+71% +$8.92K
28 29
30
31 32

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.