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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANSS
726
DELISTED
Ansys
ANSS
$15K ﹤0.01%
103
– –
AVNS
727
DELISTED
Avanos Medical
AVNS
$15K ﹤0.01%
329
+55
+20% +$2.53K
BDJ icon
728
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$15K ﹤0.01%
1,646
+25
+2% +$228
BKNG icon
729
Booking.com
BKNG
$161B
$15K ﹤0.01%
225
– –
CBRE icon
730
CBRE Group
CBRE
$42.9B
$15K ﹤0.01%
352
– –
CSGP icon
731
CoStar Group
CSGP
$12.3B
$15K ﹤0.01%
510
-210
-29% -$6.15K
HAS icon
732
Hasbro
HAS
$13.2B
$15K ﹤0.01%
172
+23
+15% +$2.16K
HCSG icon
733
Healthcare Services Group
HCSG
$1.53B
$15K ﹤0.01%
289
-5
-2% -$262
HEQ
734
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$15K ﹤0.01%
884
– –
HIW icon
735
Highwoods Properties
HIW
$3.47B
$15K ﹤0.01%
296
+2
+0.7% +$103
K
736
DELISTED
Kellanova
K
$15K ﹤0.01%
236
-227
-49% -$13.7K
KOP icon
737
Koppers
KOP
$985M
$15K ﹤0.01%
301
– –
LBTYK icon
738
Liberty Global Class C
LBTYK
$3.49B
$15K ﹤0.01%
472
-18
-4% -$553
PHG icon
739
Philips
PHG
$26.1B
$15K ﹤0.01%
549
– –
RVT icon
740
Royce Value Trust
RVT
$2.3B
$15K ﹤0.01%
967
+10
+1% +$159
TD icon
741
Toronto Dominion Bank
TD
$200B
$15K ﹤0.01%
270
– –
VBR icon
742
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$15K ﹤0.01%
120
– –
VNQI icon
743
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$15K ﹤0.01%
260
+232
+829% +$13.9K
FGH
744
DELISTED
FG Group Holdings Inc.
FGH
$15K ﹤0.01%
3,375
– –
CART
745
DELISTED
Carolina Trust BancShares
CART
$15K ﹤0.01%
1,610
-7,500
-82% -$66K
XLVS
746
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$15K ﹤0.01%
+154
New +$15K
BKLN icon
747
Invesco Senior Loan ETF
BKLN
$6.81B
$14K ﹤0.01%
640
-24,632
-97% -$569K
EQIX icon
748
Equinix
EQIX
$103B
$14K ﹤0.01%
32
-10
-24% -$4.63K
FIVE icon
749
Five Below
FIVE
$13.5B
$14K ﹤0.01%
218
– –
IWV icon
750
iShares Russell 3000 ETF
IWV
$20.3B
$14K ﹤0.01%
91
– –
28 29
30
31 32

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.