We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REV
726
DELISTED
Revlon, Inc.
REV
$16K ﹤0.01%
+587
New +$18.7K
CSGP icon
727
CoStar Group
CSGP
$12.3B
$15K ﹤0.01%
770
– –
FMS icon
728
Fresenius Medical Care
FMS
$12.9B
$15K ﹤0.01%
360
– –
FTCS icon
729
First Trust Capital Strength ETF
FTCS
$7.95B
$15K ﹤0.01%
+350
New +$14.9K
LOPE icon
730
Grand Canyon Education
LOPE
$3.98B
$15K ﹤0.01%
220
– –
PIZ icon
731
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
$15K ﹤0.01%
654
– –
VGK icon
732
Vanguard FTSE Europe ETF
VGK
$31.4B
$15K ﹤0.01%
300
– –
XLP icon
733
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$15K ﹤0.01%
291
– –
YPF icon
734
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$15K ﹤0.01%
643
+81
+14% +$1.74K
NS
735
DELISTED
NuStar Energy L.P.
NS
$15K ﹤0.01%
300
– –
ANF icon
736
Abercrombie & Fitch
ANF
$5B
$14K ﹤0.01%
1,204
– –
CHY
737
Calamos Convertible and High Income Fund
CHY
$1.06B
$14K ﹤0.01%
1,300
– –
DXJ icon
738
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$14K ﹤0.01%
284
-2,300
-89% -$117K
ECH icon
739
iShares MSCI Chile ETF
ECH
$1.06B
$14K ﹤0.01%
335
– –
EVV
740
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$14K ﹤0.01%
1,016
– –
HCSG icon
741
Healthcare Services Group
HCSG
$1.53B
$14K ﹤0.01%
331
– –
HEQ
742
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$14K ﹤0.01%
884
– –
HIW icon
743
Highwoods Properties
HIW
$3.47B
$14K ﹤0.01%
291
+5
+2% +$254
LBRDK icon
744
Liberty Broadband Class C
LBRDK
$5.15B
$14K ﹤0.01%
164
– –
MCO icon
745
Moody's
MCO
$82.7B
$14K ﹤0.01%
131
+7
+6% +$751
MPLX icon
746
MPLX
MPLX
$59.7B
$14K ﹤0.01%
394
– –
NAVI icon
747
Navient
NAVI
$853M
$14K ﹤0.01%
1,000
– –
PCAR icon
748
PACCAR
PCAR
$70.1B
$14K ﹤0.01%
315
– –
PSMT icon
749
Pricesmart
PSMT
$5.46B
$14K ﹤0.01%
160
– –
SIRI icon
750
SiriusXM
SIRI
$10.1B
$14K ﹤0.01%
274
+10
+4% +$492
28 29
30
31 32

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.