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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
726
iShares MSCI Japan ETF
EWJ
$23B
$13K ﹤0.01%
271
– –
HEQ
727
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$13K ﹤0.01%
884
– –
IEI icon
728
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$13K ﹤0.01%
107
– –
IYR icon
729
iShares US Real Estate ETF
IYR
$4.65B
$13K ﹤0.01%
178
– –
MMT
730
Aberdeen Multi-Market Income Fund
MMT
$243M
$13K ﹤0.01%
2,250
-1,000
-31% -$5.93K
MPLX icon
731
MPLX
MPLX
$59.7B
$13K ﹤0.01%
394
– –
PCAR icon
732
PACCAR
PCAR
$70.1B
$13K ﹤0.01%
315
– –
PIZ icon
733
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
$13K ﹤0.01%
654
– –
PSMT icon
734
Pricesmart
PSMT
$5.46B
$13K ﹤0.01%
160
– –
SCZ icon
735
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$13K ﹤0.01%
277
+105
+61% +$5.29K
SKYY icon
736
First Trust Cloud Computing ETF
SKYY
$3.12B
$13K ﹤0.01%
379
– –
SMFG icon
737
Sumitomo Mitsui Financial
SMFG
$164B
$13K ﹤0.01%
1,832
– –
TD icon
738
Toronto Dominion Bank
TD
$200B
$13K ﹤0.01%
270
– –
TNK icon
739
Teekay Tankers
TNK
$2.68B
$13K ﹤0.01%
720
-244
-25% -$4.79K
TRP icon
740
TC Energy
TRP
$65.9B
$13K ﹤0.01%
300
– –
WTRG icon
741
Essential Utilities
WTRG
$11.4B
$13K ﹤0.01%
446
+3
+0.7% +$89
SFE
742
DELISTED
Safeguard Scientifics, Inc.
SFE
$13K ﹤0.01%
1,000
– –
VER
743
DELISTED
VEREIT, Inc.
VER
$13K ﹤0.01%
330
+130
+65% +$5.75K
LLL
744
DELISTED
L3 Technologies, Inc.
LLL
$13K ﹤0.01%
86
– –
AFSI
745
DELISTED
AmTrust Financial Services, Inc.
AFSI
$13K ﹤0.01%
507
-861
-63% -$22.9K
RHT
746
DELISTED
Red Hat Inc
RHT
$13K ﹤0.01%
200
– –
BDJ icon
747
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$12K ﹤0.01%
1,544
+27
+2% +$213
CBRE icon
748
CBRE Group
CBRE
$42.9B
$12K ﹤0.01%
395
+15
+4% +$434
ECH icon
749
iShares MSCI Chile ETF
ECH
$1.06B
$12K ﹤0.01%
335
– –
HCSG icon
750
Healthcare Services Group
HCSG
$1.53B
$12K ﹤0.01%
331
– –
28 29
30
31 32

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.