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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPGD icon
726
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$11K ﹤0.01%
361
– –
SRCL
727
DELISTED
Stericycle Inc
SRCL
$11K ﹤0.01%
97
– –
TWTR
728
DELISTED
Twitter, Inc.
TWTR
$11K ﹤0.01%
488
+128
+36% +$3.41K
CPHD
729
DELISTED
Cepheid Inc
CPHD
$11K ﹤0.01%
309
– –
NPI
730
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$11K ﹤0.01%
829
+2
+0.2% +$27
MKTAY
731
DELISTED
MAKITA CORP SPONS ADR
MKTAY
$11K ﹤0.01%
195
– –
KKD
732
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$11K ﹤0.01%
764
– –
HR
733
DELISTED
Healthcare Realty Trust Incorporated
HR
$11K ﹤0.01%
406
– –
CBRE icon
734
CBRE Group
CBRE
$42.9B
$10K ﹤0.01%
291
– –
CHRW icon
735
C.H. Robinson
CHRW
$17.5B
$10K ﹤0.01%
163
– –
ECH icon
736
iShares MSCI Chile ETF
ECH
$1.06B
$10K ﹤0.01%
335
– –
ENOV icon
737
Enovis
ENOV
$1.53B
$10K ﹤0.01%
267
+180
+207% +$8.26K
HP icon
738
Helmerich & Payne
HP
$3.71B
$10K ﹤0.01%
200
– –
HRB icon
739
H&R Block
HRB
$5.86B
$10K ﹤0.01%
318
– –
LYB icon
740
LyondellBasell Industries
LYB
$19.2B
$10K ﹤0.01%
120
– –
MD icon
741
Pediatrix Medical
MD
$2.2B
$10K ﹤0.01%
142
– –
NWS icon
742
News Corp Class B
NWS
$17.5B
$10K ﹤0.01%
775
– –
PCY icon
743
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$10K ﹤0.01%
+402
New +$11.2K
RELX icon
744
RELX
RELX
$62B
$10K ﹤0.01%
579
+228
+65% +$4.07K
SIG icon
745
Signet Jewelers
SIG
$3.76B
$10K ﹤0.01%
87
-6
-6% -$813
TNL icon
746
Travel + Leisure Co
TNL
$4.7B
$10K ﹤0.01%
310
– –
VOD icon
747
Vodafone
VOD
$37.4B
$10K ﹤0.01%
327
+227
+227% +$7.41K
VPL icon
748
Vanguard FTSE Pacific ETF
VPL
$8.44B
$10K ﹤0.01%
193
– –
XHR
749
Xenia Hotels & Resorts
XHR
$1.79B
$10K ﹤0.01%
660
-2,500
-79% -$42.5K
ZTS icon
750
Zoetis
ZTS
$30B
$10K ﹤0.01%
218
+17
+8% +$768
28 29
30
31 32

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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.