We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZNP
726
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$10K ﹤0.01%
700
– –
KKD
727
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$10K ﹤0.01%
764
+550
+257% +$9.64K
WES
728
DELISTED
Western Gas Partners Lp
WES
$10K ﹤0.01%
+200
New +$11.3K
HR
729
DELISTED
Healthcare Realty Trust Incorporated
HR
$10K ﹤0.01%
406
– –
CBRE icon
730
CBRE Group
CBRE
$42.9B
$9K ﹤0.01%
291
+18
+7% +$639
CHE icon
731
Chemed
CHE
$7.22B
$9K ﹤0.01%
75
+12
+19% +$1.68K
DINO icon
732
HF Sinclair
DINO
$14.5B
$9K ﹤0.01%
204
+24
+13% +$1.14K
ITB icon
733
iShares US Home Construction ETF
ITB
$2.41B
$9K ﹤0.01%
350
– –
KB icon
734
KB Financial Group
KB
$43.5B
$9K ﹤0.01%
294
+53
+22% +$1.61K
NPO icon
735
Enpro
NPO
$7.05B
$9K ﹤0.01%
+225
New +$10.9K
PRAA icon
736
PRA Group
PRAA
$755M
$9K ﹤0.01%
182
+23
+14% +$1.33K
PRLB icon
737
Protolabs
PRLB
$2.13B
$9K ﹤0.01%
157
+17
+12% +$1.21K
RBA icon
738
RB Global
RBA
$17.5B
$9K ﹤0.01%
365
+45
+14% +$1.23K
RYAAY icon
739
Ryanair
RYAAY
$31.3B
$9K ﹤0.01%
288
– –
SHG icon
740
Shinhan Financial Group
SHG
$35.6B
$9K ﹤0.01%
242
+44
+22% +$1.52K
STX icon
741
Seagate
STX
$184B
$9K ﹤0.01%
255
-148
-37% -$7.16K
TCPC icon
742
BlackRock TCP Capital
TCPC
$345M
$9K ﹤0.01%
650
– –
TLK icon
743
Telkom Indonesia
TLK
$14.9B
$9K ﹤0.01%
508
+96
+23% +$1.94K
UNIT
744
Uniti Group
UNIT
$2.32B
$9K ﹤0.01%
+448
New +$9.61K
MRO
745
DELISTED
Marathon Oil Corporation
MRO
$9K ﹤0.01%
515
-76
-13% -$1.44K
S
746
DELISTED
Sprint Corporation
S
$9K ﹤0.01%
2,296
+1,695
+282% +$7.15K
ISCA
747
DELISTED
International Speedway Corp
ISCA
$9K ﹤0.01%
260
– –
YHOO
748
DELISTED
Yahoo Inc
YHOO
$9K ﹤0.01%
317
-200
-39% -$6.94K
HDLS
749
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
$9K ﹤0.01%
+420
New +$9.58K
CPHD
750
DELISTED
Cepheid Inc
CPHD
$9K ﹤0.01%
309
+32
+12% +$1.71K
28 29
30
31 32

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.