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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
726
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2K ﹤0.01%
161
+122
+313% +$1.38K
IMNN icon
727
Imunon
IMNN
$6.77M
– –
0
– –
IONS icon
728
Ionis Pharmaceuticals
IONS
$9.4B
$2K ﹤0.01%
+31
New +$2.1K
LYV icon
729
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
91
+16
+21% +$404
MVV icon
730
ProShares Ultra MidCap400
MVV
$163M
$2K ﹤0.01%
+72
New +$1.84K
NTES icon
731
NetEase
NTES
$84.7B
$2K ﹤0.01%
+95
New +$2.01K
ODFL icon
732
Old Dominion Freight Line
ODFL
$44.9B
$2K ﹤0.01%
66
– –
OII icon
733
Oceaneering
OII
$4.77B
$2K ﹤0.01%
34
– –
PBI icon
734
Pitney Bowes
PBI
$2.39B
$2K ﹤0.01%
83
– –
PCAR icon
735
PACCAR
PCAR
$70.1B
$2K ﹤0.01%
56
– –
PNR icon
736
Pentair
PNR
$11B
$2K ﹤0.01%
52
– –
PRGO icon
737
Perrigo
PRGO
$1.78B
$2K ﹤0.01%
+12
New +$1.91K
SMP icon
738
Standard Motor Products
SMP
$911M
$2K ﹤0.01%
40
– –
SNCR
739
DELISTED
Synchronoss Technologies
SNCR
$2K ﹤0.01%
+5
New +$1.97K
SXC icon
740
SunCoke Energy
SXC
$797M
$2K ﹤0.01%
141
– –
TDG icon
741
TransDigm Group
TDG
$67.7B
$2K ﹤0.01%
+11
New +$2.32K
TNK icon
742
Teekay Tankers
TNK
$2.68B
$2K ﹤0.01%
50
– –
WBD icon
743
Warner Bros
WBD
$67.1B
$2K ﹤0.01%
65
-108
-62% -$3.39K
WHR icon
744
Whirlpool
WHR
$2.82B
$2K ﹤0.01%
10
– –
MTUS icon
745
Metallus
MTUS
$898M
$2K ﹤0.01%
61
-15
-20% -$441
TUP
746
DELISTED
Tupperware Brands Corporation
TUP
$2K ﹤0.01%
26
– –
CERN
747
DELISTED
Cerner Corp
CERN
$2K ﹤0.01%
+30
New +$2.08K
KSU
748
DELISTED
Kansas City Southern
KSU
$2K ﹤0.01%
22
– –
ALXN
749
DELISTED
Alexion Pharmaceuticals
ALXN
$2K ﹤0.01%
+11
New +$1.99K
GPOR
750
DELISTED
Gulfport Energy Corp.
GPOR
$2K ﹤0.01%
+35
New +$1.48K
28 29
30
31 32

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.