We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PF
726
DELISTED
Pinnacle Foods, Inc.
PF
$3K ﹤0.01%
100
-500
-83% -$15.8K
BTU
727
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$3K ﹤0.01%
20
– –
UTIW
728
DELISTED
UTI WORLDWIDE INC
UTIW
$3K ﹤0.01%
300
– –
XLS
729
DELISTED
EXELIS INC COM STK
XLS
$3K ﹤0.01%
200
-14
-7% -$227
HIT
730
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
$3K ﹤0.01%
+50
New +$3K
RENX
731
DELISTED
RELX N.V.
RENX
$3K ﹤0.01%
246
– –
NTT
732
DELISTED
Nippon Telegraph & Telephone
NTT
$3K ﹤0.01%
110
– –
AA icon
733
Alcoa
AA
$13.2B
$2K ﹤0.01%
71
– –
AOD
734
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
AOS icon
735
A.O. Smith
AOS
$8.7B
$2K ﹤0.01%
88
– –
BBVA icon
736
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$2K ﹤0.01%
259
-326
-56% -$3.8K
BDC icon
737
Belden
BDC
$5.19B
$2K ﹤0.01%
28
– –
DNOW icon
738
DNOW Inc
DNOW
$2.99B
$2K ﹤0.01%
75
+25
+50% +$819
GDXJ icon
739
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
GEOS icon
740
Geospace Technologies
GEOS
$75.7M
$2K ﹤0.01%
75
– –
GME icon
741
GameStop
GME
$8.6B
$2K ﹤0.01%
208
– –
HST icon
742
Host Hotels & Resorts
HST
$16B
$2K ﹤0.01%
101
– –
IAU icon
743
iShares Gold Trust
IAU
$67.5B
$2K ﹤0.01%
100
– –
IDX icon
744
VanEck Indonesia Index ETF
IDX
$37.3M
$2K ﹤0.01%
90
– –
IMKTA icon
745
Ingles Markets
IMKTA
$1.67B
$2K ﹤0.01%
100
– –
KEY icon
746
KeyCorp
KEY
$24.4B
$2K ﹤0.01%
150
-3,560
-96% -$48.7K
KN icon
747
Knowles
KN
$3.34B
$2K ﹤0.01%
133
– –
LYV icon
748
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
79
-16
-17% -$370
OII icon
749
Oceaneering
OII
$4.77B
$2K ﹤0.01%
34
– –
PBI icon
750
Pitney Bowes
PBI
$2.39B
$2K ﹤0.01%
83
-83
-50% -$2.22K
28 29
30
31 32

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.