We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
726
Analog Devices
ADI
$184B
$4K ﹤0.01%
67
– –
AJG icon
727
Arthur J. Gallagher & Co
AJG
$64.5B
$4K ﹤0.01%
82
– –
AU icon
728
AngloGold Ashanti
AU
$44.3B
$4K ﹤0.01%
220
– –
BCE icon
729
BCE
BCE
$21.2B
$4K ﹤0.01%
92
-62
-40% -$2.79K
BLKB icon
730
Blackbaud
BLKB
$2.1B
$4K ﹤0.01%
100
– –
BR icon
731
Broadridge
BR
$18.8B
$4K ﹤0.01%
100
– –
CAH icon
732
Cardinal Health
CAH
$55.7B
$4K ﹤0.01%
57
– –
CAR icon
733
Avis
CAR
$4.89B
$4K ﹤0.01%
70
– –
CIK
734
Credit Suisse Asset Management Income Fund
CIK
$133M
$4K ﹤0.01%
962
– –
DVA icon
735
DaVita
DVA
$11.5B
$4K ﹤0.01%
52
– –
DXJ icon
736
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
$4K ﹤0.01%
91
– –
GDXJ icon
737
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$4K ﹤0.01%
97
– –
GEOS icon
738
Geospace Technologies
GEOS
$88.2M
$4K ﹤0.01%
+75
New +$4.22K
GLO
739
Clough Global Opportunities Fund
GLO
$255M
$4K ﹤0.01%
270
– –
HIW icon
740
Highwoods Properties
HIW
$3.47B
$4K ﹤0.01%
100
– –
HRI icon
741
Herc Holdings
HRI
$5.62B
$4K ﹤0.01%
49
– –
IBN icon
742
ICICI Bank
IBN
$109B
$4K ﹤0.01%
396
– –
KN icon
743
Knowles
KN
$3.36B
$4K ﹤0.01%
133
– –
MAN icon
744
ManpowerGroup
MAN
$2.57B
$4K ﹤0.01%
+50
New +$4.07K
MNST icon
745
Monster Beverage
MNST
$92.1B
$4K ﹤0.01%
+360
New +$4.11K
NPK icon
746
National Presto Industries
NPK
$987M
$4K ﹤0.01%
+56
New +$4.02K
NRP icon
747
Natural Resource Partners
NRP
$1.39B
$4K ﹤0.01%
23
– –
OMC icon
748
Omnicom Group
OMC
$22.6B
$4K ﹤0.01%
60
– –
PRGO icon
749
Perrigo
PRGO
$1.74B
$4K ﹤0.01%
25
– –
PSO icon
750
Pearson
PSO
$9.97B
$4K ﹤0.01%
190
– –
28 29
30
31 32

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.