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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
Cap. Flow
-$1.15M
Cap. Flow %
-0.43%
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40

Top Buys

Rank Stock Value
1
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.5M
2
HTS
HATTERAS FINANCIAL CORP
HTS
+$1.46M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.44M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.06M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.05M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.74M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.12M
3
XOM icon
ExxonMobil
XOM
+$1.8M
4
HNR
Harvest Natural Resources
HNR
+$1.62M
5
HRL icon
Hormel Foods
HRL
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 13.74%
2 Technology 10.07%
3 Energy 9.61%
4 Healthcare 7.12%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODFL icon
726
Old Dominion Freight Line
ODFL
$44.9B
$1K ﹤0.01%
+66
New +$981
PFN
727
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PNW icon
728
Pinnacle West Capital
PNW
$12.2B
$1K ﹤0.01%
22
– –
RIG icon
729
Transocean
RIG
$5.82B
$1K ﹤0.01%
40
– –
RWX icon
730
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1K ﹤0.01%
+36
New +$1.47K
SMP icon
731
Standard Motor Products
SMP
$911M
$1K ﹤0.01%
+40
New +$1.31K
TD icon
732
Toronto Dominion Bank
TD
$200B
$1K ﹤0.01%
34
– –
TIP icon
733
iShares TIPS Bond ETF
TIP
$14.5B
$1K ﹤0.01%
12
-259
-96% -$28.9K
VSS icon
734
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1K ﹤0.01%
+20
New +$1.91K
VYX icon
735
NCR Voyix
VYX
$1.14B
$1K ﹤0.01%
42
– –
WIP icon
736
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$1K ﹤0.01%
+21
New +$1.22K
WKC icon
737
World Kinect Corp
WKC
$1.86B
$1K ﹤0.01%
37
– –
CHS
738
DELISTED
Chicos FAS, Inc.
CHS
$1K ﹤0.01%
70
– –
RPT
739
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
MMP
740
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1K ﹤0.01%
+25
New +$1.37K
PDCE
741
DELISTED
PDC Energy, Inc.
PDCE
$1K ﹤0.01%
+30
New +$1.69K
AUY
742
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
122
– –
CERN
743
DELISTED
Cerner Corp
CERN
$1K ﹤0.01%
32
– –
MGLN
744
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
+20
New +$1.16K
GM.WS.B
745
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
107
– –
RDC
746
DELISTED
Rowan Companies Plc
RDC
$1K ﹤0.01%
35
– –
BWLD
747
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
+10
New +$1.05K
BRCD
748
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
PNRA
749
DELISTED
Panera Bread Co
PNRA
$1K ﹤0.01%
8
– –
SWC
750
DELISTED
Stillwater Mining Co
SWC
$1K ﹤0.01%
100
– –
28 29
30
31 32

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RFA
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CCT
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Carroll Financial Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
  • Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
  • Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
  • Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
  • Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
  • Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.

Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.