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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$204M
AUM Growth
–
Cap. Flow
+$299M
Cap. Flow %
146.65%
Top 10 Hldgs %
41.41%
Holding
807
New
803
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$36M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
3
XOM icon
ExxonMobil
XOM
+$15.7M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.8M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$12.3M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 16.89%
2 Energy 12.95%
3 Technology 12.55%
4 Healthcare 9.61%
5 Industrials 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPL
726
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$0 ﹤0.01%
+5,000
New +$262K
BSJF
727
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$0 ﹤0.01%
+29,000
New +$778K
CYT
728
DELISTED
CYTEC INDS INC
CYT
$0 ﹤0.01%
+24
New +$878
AOL
729
DELISTED
AOL INC COMMON STOCK
AOL
$0 ﹤0.01%
+3
New +$112
RFMD
730
DELISTED
RF MICRO DEVICES INC
RFMD
$0 ﹤0.01%
+100
New +$536
TIBX
731
DELISTED
TIBCO SOFTWARE INC
TIBX
$0 ﹤0.01%
+40
New +$820
KMR
732
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$0 ﹤0.01%
+471,455
New +$36M
FIO
733
DELISTED
FUSION-IO INC COM
FIO
$0 ﹤0.01%
+30
New +$451
PHA.CL
734
DELISTED
PULTEGROUP, INC 7.375% SENIOR NOTES DUE 6/01/2046
PHA.CL
$0 ﹤0.01%
+4,000
New +$102K
ELN
735
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$0 ﹤0.01%
+51
New +$631
ASCMA
736
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
+12
New +$854
PCX
737
DELISTED
PATRIOT COAL CORPORATION COM STK (DE)
PCX
$0 ﹤0.01%
+230
New –
BCAR
738
DELISTED
BANK OF THE CAROLINAS CORP COM STK
BCAR
$0 ﹤0.01%
+691
New –
EK
739
DELISTED
EASTMAN KODAK CO
EK
$0 ﹤0.01%
+291
New –
AMR
740
DELISTED
AMR CORP
AMR
$0 ﹤0.01%
+14
New –
AAR
741
DELISTED
AMR CRP 7.875% (PINES) 7/13/39
AAR
$0 ﹤0.01%
+100
New –
BCON
742
DELISTED
BEACON POWER CORPORATION COM
BCON
$0 ﹤0.01%
+1,410
New –
ILI
743
DELISTED
INTERLEUKIN GENETICS INC
ILI
$0 ﹤0.01%
+150
New –
FNM
744
DELISTED
FANNIE MAE
FNM
$0 ﹤0.01%
+100
New –
FRE.PRZ
745
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
$0 ﹤0.01%
+600
New –
AGO.PRF
746
DELISTED
Assured Guaranty Municipal Holdings Inc. 5.60% Notes due 2103
AGO.PRF
$0 ﹤0.01%
+1,500
New +$37K
HYGS
747
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
+4
New +$43
NT
748
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
$0 ﹤0.01%
+60
New –
LEH.PRL
749
DELISTED
LEHMAN BROS HLDGS CAP TR IV PFD SER L
LEH.PRL
$0 ﹤0.01%
+400
New –
DIGA
750
DELISTED
DIGITAL ANGEL CORP COM STK (DE)
DIGA
$0 ﹤0.01%
+35
New –
27 28 29
30
31

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Carroll Financial Associates's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Carroll Financial Associates, which disclosed 807 positions worth $204M. Its ten largest holdings account for 41% of the portfolio.

Its largest position is KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.

By sector, the portfolio is most concentrated in Financials at 17% of assets, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q2 2013 buy was KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $204M portfolio in Q2 2013.
  • Carroll Financial Associates disclosed 807 positions in Q2 2013, its first 13F filing on record.

Based on Carroll Financial Associates's 13F filing for Q2 2013, filed 12 Aug 2013.