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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
(+8.2%)
Cap. Flow
+$37.1M
Cap. Flow
% of AUM
2.28%
Top 10 Holdings %
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Goldman Sachs Access Ultra Short Bond ETF
GSST
|
+$13.2M |
| 2 |
nCino
NCNO
|
+$8.92M |
| 3 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$6.9M |
| 4 |
LHA Market State Tactical Beta ETF
MSTB
|
+$4.11M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$2.88M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARK Genomic Revolution ETF
ARKG
|
+$8.31M |
| 2 |
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
|
+$7.6M |
| 3 |
ARK Innovation ETF
ARKK
|
+$5.41M |
| 4 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$3.46M |
| 5 |
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
|
+$3.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.93% |
| 2 | Financials | 5.5% |
| 3 | Healthcare | 2.53% |
| 4 | Consumer Discretionary | 2.28% |
| 5 | Consumer Staples | 1.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Walt Disney
DIS
$181B
| $5.48M | 0.34% |
29,678
-61
| -0.2% | -$11.2K |
|
52
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
| $5.37M | 0.33% |
65,091
-1,192
| -2% | -$98.7K |
|
53
Pfizer
PFE
$153B
| $5.25M | 0.32% |
144,835
-5,975
| -4% | -$212K |
|
54
Global X Emerging Markets Bond ETF
EMBD
$250M
| $4.87M | 0.3% |
184,290
+48,106
| +35% | +$1.3M |
|
55
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
| $4.57M | 0.28% |
77,524
+26,506
| +52% | +$1.48M |
|
56
Enbridge
ENB
$112B
| $4.24M | 0.26% |
116,596
-3,300
| -3% | -$116K |
|
57
Vanguard Extended Market ETF
VXF
$31.9B
| $4.19M | 0.26% |
23,671
+795
| +3% | +$141K |
|
58
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
| $4.18M | 0.26% |
146,981
+4,162
| +3% | +$119K |
|
59
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
| $4.11M | 0.25% |
33,775
+1,431
| +4% | +$169K |
|
60
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
| $4.1M | 0.25% |
172,155
+21,251
| +14% | +$505K |
|
61
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.1M | 0.25% |
124,568
+13,462
| +12% | +$445K |
|
62
Chevron
CVX
$366B
| $4.03M | 0.25% |
38,430
+17,552
| +84% | +$1.71M |
|
63
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
| $3.91M | 0.24% |
192,024
+47,396
| +33% | +$973K |
|
64
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
| $3.84M | 0.24% |
170,560
+7,003
| +4% | +$157K |
|
65
iShares S&P 500 Growth ETF
IVW
$77.6B
| $3.82M | 0.24% |
58,717
-7,237
| -11% | -$468K |
|
66
First Citizens BancShares
FCNCA
$25.3B
| $3.66M | 0.23% |
4,380
-510
| -10% | -$369K |
|
67
Cisco
CSCO
$479B
| $3.62M | 0.22% |
70,029
+1,011
| +1% | +$47.5K |
|
68
Home Depot
HD
$355B
| $3.59M | 0.22% |
11,750
-216
| -2% | -$59.5K |
|
69
PepsiCo
PEP
$190B
| $3.47M | 0.21% |
24,544
-163
| -0.7% | -$22.4K |
|
70
Alphabet (Google) Class A
GOOGL
$4.33T
| $3.4M | 0.21% |
32,940
+1,700
| +5% | +$168K |
|
71
Coca-Cola
KO
$375B
| $3.37M | 0.21% |
63,967
+711
| +1% | +$35.8K |
|
72
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
| $3.32M | 0.2% |
16,079
-1,443
| -8% | -$292K |
|
73
First Trust Capital Strength ETF
FTCS
$7.95B
| $3.31M | 0.2% |
46,673
-1,199
| -3% | -$81.5K |
|
74
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
| $3.25M | 0.2% |
55,827
+1,546
| +3% | +$86.9K |
|
75
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $3.21M | 0.2% |
35,066
-2,273
| -6% | -$204K |
|
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Carroll Financial Associates's Q1 2021 Portfolio in Review
As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
- Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
- Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
- Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
- Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
- Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.
Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.