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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
51
Amazon
AMZN
$3T
$3.26M 0.32%
33,400
+4,780
+17% +$463K
BAC icon
52
Bank of America
BAC
$447B
$3.23M 0.32%
151,914
-106
-0.1% -$3.18K
IVW icon
53
iShares S&P 500 Growth ETF
IVW
$77.4B
$3.12M 0.31%
75,628
+59,716
+375% +$2.82M
VUG icon
54
Vanguard Morningstar Growth ETF
VUG
$230B
$3.09M 0.3%
118,398
+28,764
+32% +$861K
PEP icon
55
PepsiCo
PEP
$188B
$3.06M 0.3%
25,513
+271
+1% +$36.6K
KO icon
56
Coca-Cola
KO
$374B
$3.04M 0.3%
68,678
+108
+0.2% +$5.83K
FNDX icon
57
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$2.99M 0.29%
286,689
-235,776
-45% -$3.07M
SPEM icon
58
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$2.96M 0.29%
104,029
+103,818
+49,203% +$3.57M
T icon
59
AT&T
T
$165B
$2.96M 0.29%
134,418
+395
+0.3% +$10.8K
DIS icon
60
Walt Disney
DIS
$178B
$2.91M 0.29%
30,124
-296
-1% -$37.4K
CSCO icon
61
Cisco
CSCO
$483B
$2.84M 0.28%
72,223
-496
-0.7% -$21.8K
VZ icon
62
Verizon
VZ
$195B
$2.84M 0.28%
52,793
+2,547
+5% +$146K
SCHX icon
63
Schwab US Large- Cap ETF
SCHX
$74.6B
$2.78M 0.27%
272,424
+7,800
+3% +$94.7K
BDEC icon
64
Innovator US Equity Buffer ETF December
BDEC
$222M
$2.59M 0.25%
+111,970
New +$2.89M
MINT icon
65
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.55M 0.25%
25,728
-916
-3% -$92.6K
SPLV icon
66
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$2.53M 0.25%
53,907
+1,193
+2% +$66.8K
AIQ icon
67
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$2.47M 0.24%
158,740
+7,940
+5% +$141K
QQQ icon
68
Invesco QQQ Trust
QQQ
$479B
$2.42M 0.24%
12,725
+6,482
+104% +$1.37M
HDEF icon
69
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.35B
$2.31M 0.23%
+125,070
New +$2.78M
RY icon
70
Royal Bank of Canada
RY
$293B
$2.23M 0.22%
36,313
-65
-0.2% -$4.82K
MDT icon
71
Medtronic
MDT
$114B
$2.22M 0.22%
24,639
+6,614
+37% +$704K
LQD icon
72
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$2.21M 0.22%
17,906
+15,251
+574% +$1.94M
INTC icon
73
Intel
INTC
$492B
$2.2M 0.22%
40,607
+29
+0.1% +$1.72K
D icon
74
Dominion Energy
D
$59.1B
$2.18M 0.21%
30,220
+1,430
+5% +$117K
QUAL icon
75
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$2.14M 0.21%
26,374
-3,400
-11% -$325K
1 2
3
4 5

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.