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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
51
Verizon
VZ
$196B
$3.25M 0.28%
53,933
+4,600
+9% +$265K
IWF icon
52
iShares Russell 1000 Growth ETF
IWF
$128B
$3.19M 0.28%
79,828
+1,960
+3% +$78.6K
VTI icon
53
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$3.12M 0.27%
20,690
+8,916
+76% +$1.34M
MCD icon
54
McDonald's
MCD
$195B
$2.98M 0.26%
13,904
-184
-1% -$39.4K
VIGI icon
55
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
$2.98M 0.26%
44,718
+2,237
+5% +$149K
SPLV icon
56
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$2.97M 0.26%
51,368
+376
+0.7% +$21.2K
RY icon
57
Royal Bank of Canada
RY
$293B
$2.97M 0.26%
36,573
+586
+2% +$45.7K
EELV icon
58
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$2.96M 0.26%
129,982
+5,370
+4% +$125K
SCHX icon
59
Schwab US Large- Cap ETF
SCHX
$74.5B
$2.95M 0.26%
249,432
+14,670
+6% +$173K
VCSH icon
60
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.94M 0.26%
36,334
-148
-0.4% -$12K
DGRO icon
61
iShares Core Dividend Growth ETF
DGRO
$43.5B
$2.88M 0.25%
73,514
-1,072
-1% -$41.3K
FCNCA icon
62
First Citizens BancShares
FCNCA
$25.3B
$2.83M 0.25%
6,000
– –
FOCS
63
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$2.78M 0.24%
116,650
+81,950
+236% +$2.02M
DGS icon
64
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$2.7M 0.24%
60,946
+10,217
+20% +$467K
MINT icon
65
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.69M 0.23%
26,439
+2,056
+8% +$209K
JPIN icon
66
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$2.63M 0.23%
49,576
-88,676
-64% -$4.7M
HD icon
67
Home Depot
HD
$355B
$2.63M 0.23%
11,338
+569
+5% +$124K
SON icon
68
Sonoco
SON
$5.74B
$2.56M 0.22%
43,977
-2,264
-5% -$135K
MRK icon
69
Merck
MRK
$318B
$2.51M 0.22%
31,248
+110
+0.4% +$8.82K
VUG icon
70
Vanguard Morningstar Growth ETF
VUG
$231B
$2.5M 0.22%
90,144
– –
BA icon
71
Boeing
BA
$185B
$2.47M 0.22%
6,492
+995
+18% +$356K
VXF icon
72
Vanguard Extended Market ETF
VXF
$31.7B
$2.47M 0.22%
21,214
+53
+0.3% +$6.24K
ITOT icon
73
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$2.43M 0.21%
36,300
+16
+0% +$1.07K
SO icon
74
Southern Company
SO
$107B
$2.35M 0.21%
38,051
-350
-0.9% -$20.3K
AMZN icon
75
Amazon
AMZN
$2.96T
$2.35M 0.2%
27,040
-4,260
-14% -$395K
1 2
3
4 5

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.