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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
(+19%)
Cap. Flow
+$78.7M
Cap. Flow
% of AUM
7.37%
Top 10 Holdings %
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$28.6M |
| 2 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.2M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$21.7M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$6.38M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.2M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.82M |
| 3 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$5.76M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.52M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.19% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 3.32% |
| 4 | Energy | 2.82% |
| 5 | Consumer Staples | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
51
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $2.75M | 0.26% |
52,329
-90,257
| -63% | -$4.52M |
|
52
Coca-Cola
KO
$375B
| $2.65M | 0.25% |
56,559
+3,225
| +6% | +$151K |
|
53
McDonald's
MCD
$195B
| $2.62M | 0.25% |
13,816
+2,518
| +22% | +$457K |
|
54
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $2.61M | 0.24% |
70,996
+2,795
| +4% | +$99.4K |
|
55
Philip Morris
PM
$295B
| $2.51M | 0.24% |
28,415
+201
| +0.7% | +$16.2K |
|
56
Amazon
AMZN
$2.96T
| $2.48M | 0.23% |
27,800
+1,120
| +4% | +$93.2K |
|
57
First Citizens BancShares
FCNCA
$25.3B
| $2.44M | 0.23% |
6,000
| – | – |
|
58
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $2.41M | 0.23% |
110,433
-25,377
| -19% | -$557K |
|
59
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
| $2.39M | 0.22% |
36,974
+7,209
| +24% | +$446K |
|
60
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $2.37M | 0.22% |
36,820
-392
| -1% | -$24.3K |
|
61
Wells Fargo
WFC
$264B
| $2.32M | 0.22% |
48,072
-3,399
| -7% | -$167K |
|
62
Vanguard Morningstar Growth ETF
VUG
$231B
| $2.32M | 0.22% |
89,016
+3,114
| +4% | +$76.8K |
|
63
Verizon
VZ
$196B
| $2.31M | 0.22% |
39,136
+5,055
| +15% | +$286K |
|
64
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $2.3M | 0.22% |
44,469
+785
| +2% | +$39.8K |
|
65
ConocoPhillips
COP
$141B
| $2.28M | 0.21% |
34,175
+5,014
| +17% | +$337K |
|
66
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
| $2.23M | 0.21% |
44,853
+4,877
| +12% | +$238K |
|
67
AT&T
T
$163B
| $2.23M | 0.21% |
94,134
+8,532
| +10% | +$196K |
|
68
iShares Core S&P Small-Cap ETF
IJR
$112B
| $2.23M | 0.21% |
28,844
+2,342
| +9% | +$180K |
|
69
Merck
MRK
$318B
| $2.11M | 0.2% |
26,568
+1,899
| +8% | +$142K |
|
70
Home Depot
HD
$355B
| $2.02M | 0.19% |
10,553
+541
| +5% | +$99.2K |
|
71
3M
MMM
$94.3B
| $2.02M | 0.19% |
11,626
+1
| +0% | +$168 |
|
72
Dominion Energy
D
$59.3B
| $1.98M | 0.19% |
25,826
-379
| -1% | -$27.7K |
|
73
Vanguard Extended Market ETF
VXF
$31.7B
| $1.98M | 0.19% |
17,127
-12,038
| -41% | -$1.35M |
|
74
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
| $1.95M | 0.18% |
+123,606
| New | +$1.83M |
|
75
Live Oak Bancshares
LOB
$1.97B
| $1.91M | 0.18% |
130,453
+5,270
| +4% | +$81K |
|
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Carroll Financial Associates's Q1 2019 Portfolio in Review
As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.
- Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
- Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
- Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
- Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
- Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.
Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.