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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
(+0.85%)
Cap. Flow
-$46.8M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.03M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$2.43M |
| 3 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$1.69M |
| 4 |
GRES
IQ ARB Global Resources
GRES
|
+$1.28M |
| 5 |
Truist Financial
TFC
|
+$558K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$24.8M |
| 2 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$9.87M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$7.2M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$3.49M |
| 5 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$3.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.96% |
| 2 | Technology | 6.05% |
| 3 | Healthcare | 3.89% |
| 4 | Energy | 3.23% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $2.72M | 0.29% |
40,880
+810
| +2% | +$53.1K |
|
52
First Citizens BancShares
FCNCA
$25.3B
| $2.71M | 0.29% |
6,000
| – | – |
|
53
Philip Morris
PM
$295B
| $2.71M | 0.29% |
33,283
+99
| +0.3% | +$8.13K |
|
54
PepsiCo
PEP
$190B
| $2.68M | 0.28% |
24,012
+1,300
| +6% | +$147K |
|
55
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
| $2.66M | 0.28% |
66,313
+357
| +0.5% | +$14.6K |
|
56
Coca-Cola
KO
$375B
| $2.65M | 0.28% |
57,271
-3,119
| -5% | -$143K |
|
57
Sonoco
SON
$5.74B
| $2.52M | 0.27% |
45,335
+2
| +0% | +$111 |
|
58
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $2.41M | 0.26% |
48,080
+6,921
| +17% | +$347K |
|
59
AT&T
T
$163B
| $2.4M | 0.25% |
94,499
+360
| +0.4% | +$8.82K |
|
60
Nucor
NUE
$62.1B
| $2.31M | 0.24% |
36,479
+305
| +0.8% | +$19.5K |
|
61
ConocoPhillips
COP
$141B
| $2.27M | 0.24% |
29,364
+16
| +0.1% | +$1.15K |
|
62
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $2.27M | 0.24% |
43,767
-5,340
| -11% | -$279K |
|
63
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $2.25M | 0.24% |
60,749
+2,226
| +4% | +$80.9K |
|
64
Amazon
AMZN
$2.96T
| $2.17M | 0.23% |
21,680
+1,180
| +6% | +$111K |
|
|
65
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
| $2.17M | 0.23% |
102,722
+80,218
| +356% | +$1.69M |
|
66
Home Depot
HD
$355B
| $2.08M | 0.22% |
10,018
+37
| +0.4% | +$7.45K |
|
67
Vanguard Morningstar Growth ETF
VUG
$231B
| $2.02M | 0.21% |
75,324
+522
| +0.7% | +$13.7K |
|
68
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
| $2.01M | 0.21% |
72,851
+821
| +1% | +$23K |
|
69
3M
MMM
$94.3B
| $1.99M | 0.21% |
11,312
-149
| -1% | -$25.7K |
|
70
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
| $1.98M | 0.21% |
40,937
+2,027
| +5% | +$98.5K |
|
|
AGGP
71
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
| $1.95M | 0.21% |
101,926
-15,141
| -13% | -$290K |
|
72
McDonald's
MCD
$195B
| $1.92M | 0.2% |
11,484
+825
| +8% | +$132K |
|
|
SCIU
73
DELISTED
Global X Scientific Beta US ETF
SCIU
| $1.88M | 0.2% |
56,914
-302,198
| -84% | -$9.87M |
|
74
Invesco BuyBack Achievers ETF
PKW
$1.76B
| $1.86M | 0.2% |
30,459
-350
| -1% | -$20.9K |
|
75
Vanguard Morningstar Value ETF
VTV
$191B
| $1.86M | 0.2% |
16,780
+485
| +3% | +$53K |
|
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Carroll Financial Associates's Q3 2018 Portfolio in Review
As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.
- Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
- Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
- Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
- Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
- Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
- Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.
Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.