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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
51
Walt Disney
DIS
$181B
$2.66M 0.29%
26,509
+328
+1% +$34.9K
CVX icon
52
Chevron
CVX
$366B
$2.56M 0.28%
22,467
-494
-2% -$59.1K
FCNCA icon
53
First Citizens BancShares
FCNCA
$25.3B
$2.48M 0.27%
6,000
-1,300
-18% -$560K
PEP icon
54
PepsiCo
PEP
$190B
$2.47M 0.27%
22,622
-7
-0% -$796
CSCO icon
55
Cisco
CSCO
$479B
$2.46M 0.27%
57,264
-1,397
-2% -$59.2K
GE icon
56
GE Aerospace
GE
$384B
$2.44M 0.27%
37,781
-4,669
-11% -$346K
AMAT icon
57
Applied Materials
AMAT
$428B
$2.41M 0.26%
43,404
-1,718
-4% -$95.6K
T icon
58
AT&T
T
$163B
$2.39M 0.26%
88,725
+7,960
+10% +$222K
ARKK icon
59
ARK Innovation ETF
ARKK
$6.31B
$2.39M 0.26%
61,137
+7,054
+13% +$289K
MMM icon
60
3M
MMM
$94.3B
$2.21M 0.24%
12,031
-4
-0% -$793
SON icon
61
Sonoco
SON
$5.74B
$2.2M 0.24%
45,331
+265
+0.6% +$13.5K
DGRO icon
62
iShares Core Dividend Growth ETF
DGRO
$43.5B
$2.18M 0.24%
64,428
-1,020
-2% -$36K
MLPX icon
63
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$2.17M 0.24%
61,512
+47,056
+326% +$1.85M
USFR
64
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$2M 0.22%
+79,598
New +$2M
ITOT icon
65
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$1.97M 0.22%
32,553
-658
-2% -$41.1K
XLF icon
66
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.94M 0.21%
70,357
+5,773
+9% +$166K
VNLA icon
67
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.94M 0.21%
38,681
+11,140
+40% +$559K
HD icon
68
Home Depot
HD
$355B
$1.89M 0.21%
10,602
+581
+6% +$109K
SSB icon
69
SouthState Bank Corp
SSB
$10.5B
$1.86M 0.2%
21,782
-6,208
-22% -$550K
PKW icon
70
Invesco BuyBack Achievers ETF
PKW
$1.76B
$1.8M 0.2%
31,584
-22,112
-41% -$1.32M
AGGY icon
71
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.76M 0.19%
35,667
+8,301
+30% +$412K
MCD icon
72
McDonald's
MCD
$195B
$1.74M 0.19%
11,141
+530
+5% +$87.2K
COP icon
73
ConocoPhillips
COP
$141B
$1.74M 0.19%
29,336
-2,089
-7% -$118K
MO icon
74
Altria Group
MO
$114B
$1.71M 0.19%
27,416
-391
-1% -$25.9K
CSX icon
75
CSX Corp
CSX
$93.1B
$1.68M 0.18%
90,411
-4,632
-5% -$86.6K
1 2
3
4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.