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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
51
Walt Disney
DIS
$170B
$2.81M 0.31%
26,181
-342
-1% -$35.2K
PEP icon
52
PepsiCo
PEP
$191B
$2.71M 0.3%
22,629
-2,116
-9% -$242K
VXF icon
53
Vanguard Extended Market ETF
VXF
$30.8B
$2.66M 0.29%
23,848
+498
+2% +$54.5K
SSB icon
54
SouthState Bank Corp
SSB
$10.5B
$2.44M 0.27%
27,990
+24,552
+714% +$2.2M
SON icon
55
Sonoco
SON
$5.58B
$2.39M 0.26%
45,066
+38
+0.1% +$1.99K
T icon
56
AT&T
T
$162B
$2.37M 0.26%
80,765
+1,643
+2% +$44.9K
MMM icon
57
3M
MMM
$91.4B
$2.37M 0.26%
12,035
-1,786
-13% -$344K
AMAT icon
58
Applied Materials
AMAT
$411B
$2.31M 0.25%
45,122
-28,832
-39% -$1.56M
DGRO icon
59
iShares Core Dividend Growth ETF
DGRO
$42.9B
$2.28M 0.25%
65,448
+5,211
+9% +$176K
CSCO icon
60
Cisco
CSCO
$457B
$2.25M 0.25%
58,661
-5,748
-9% -$205K
RWJ icon
61
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$2.24M 0.24%
96,156
+10,236
+12% +$233K
AGZD icon
62
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$2.14M 0.23%
88,504
-1,382
-2% -$33.3K
LOB icon
63
Live Oak Bancshares
LOB
$2.03B
$2.11M 0.23%
88,536
+2,130
+2% +$51.4K
ITOT icon
64
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
$2.03M 0.22%
33,211
+175
+0.5% +$10.4K
ARKK icon
65
ARK Innovation ETF
ARKK
$5.84B
$2M 0.22%
54,083
+5,203
+11% +$187K
MO icon
66
Altria Group
MO
$114B
$1.99M 0.22%
27,807
+614
+2% +$41.1K
HD icon
67
Home Depot
HD
$339B
$1.9M 0.21%
10,021
-3,337
-25% -$576K
MCD icon
68
McDonald's
MCD
$188B
$1.83M 0.2%
10,611
-546
-5% -$91.7K
VZ icon
69
Verizon
VZ
$198B
$1.82M 0.2%
34,354
+1,329
+4% +$65.4K
XLF icon
70
State Street Financial Select Sector SPDR ETF
XLF
$58B
$1.8M 0.2%
64,584
-609
-0.9% -$16.4K
ENFR icon
71
Alerian Energy Infrastructure ETF
ENFR
$516M
$1.79M 0.2%
77,369
+4,383
+6% +$99.1K
CSX icon
72
CSX Corp
CSX
$92.3B
$1.74M 0.19%
95,043
-9,237
-9% -$164K
COP icon
73
ConocoPhillips
COP
$145B
$1.72M 0.19%
31,425
-930
-3% -$47.8K
VUG icon
74
Vanguard Morningstar Growth ETF
VUG
$225B
$1.64M 0.18%
69,972
– –
PSX icon
75
Phillips 66
PSX
$82.7B
$1.63M 0.18%
16,130
+31
+0.2% +$2.95K
1 2
3
4 5

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.