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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EELV icon
51
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$2.68M 0.31%
109,035
+18,763
+21% +$463K
DIS icon
52
Walt Disney
DIS
$170B
$2.65M 0.3%
26,523
+1,135
+4% +$117K
VXF icon
53
Vanguard Extended Market ETF
VXF
$30.8B
$2.54M 0.29%
23,350
-63
-0.3% -$6.49K
MMM icon
54
3M
MMM
$91.4B
$2.5M 0.28%
13,821
-500
-3% -$86.6K
AGGP
55
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$2.48M 0.28%
123,434
+33,568
+37% +$674K
T icon
56
AT&T
T
$162B
$2.36M 0.27%
79,122
-1,095
-1% -$31.1K
SON icon
57
Sonoco
SON
$5.58B
$2.3M 0.26%
45,028
+32
+0.1% +$1.58K
HD icon
58
Home Depot
HD
$339B
$2.22M 0.25%
13,358
-254
-2% -$38.9K
AGZD icon
59
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$2.16M 0.25%
89,886
+10,932
+14% +$262K
CSCO icon
60
Cisco
CSCO
$457B
$2.16M 0.25%
64,409
+1
+0% +$32
LOB icon
61
Live Oak Bancshares
LOB
$2.03B
$2.08M 0.24%
86,406
+616
+0.7% +$14.4K
RWJ icon
62
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.98M 0.23%
+85,920
New +$1.84M
DGRO icon
63
iShares Core Dividend Growth ETF
DGRO
$42.9B
$1.98M 0.23%
60,237
+3,762
+7% +$120K
ITOT icon
64
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
$1.93M 0.22%
33,036
+6,090
+23% +$344K
ADP icon
65
Automatic Data Processing
ADP
$107B
$1.83M 0.21%
16,126
-1,537
-9% -$165K
CSX icon
66
CSX Corp
CSX
$92.3B
$1.82M 0.21%
104,280
-2,352
-2% -$40.4K
CBL
67
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.81M 0.21%
211,620
+206,620
+4,132% +$1.75M
MCD icon
68
McDonald's
MCD
$188B
$1.77M 0.2%
11,157
-669
-6% -$105K
MO icon
69
Altria Group
MO
$114B
$1.74M 0.2%
27,193
-858
-3% -$57.2K
ARKK icon
70
ARK Innovation ETF
ARKK
$5.84B
$1.72M 0.2%
48,880
+6,380
+15% +$201K
XLF icon
71
State Street Financial Select Sector SPDR ETF
XLF
$58B
$1.72M 0.2%
65,193
-4,050
-6% -$101K
ENFR icon
72
Alerian Energy Infrastructure ETF
ENFR
$516M
$1.71M 0.19%
72,986
+9,438
+15% +$218K
VZ icon
73
Verizon
VZ
$197B
$1.64M 0.19%
33,025
-700
-2% -$32.9K
BAX icon
74
Baxter International
BAX
$14.5B
$1.63M 0.19%
26,047
-937
-3% -$57.9K
MRK icon
75
Merck
MRK
$316B
$1.63M 0.19%
26,378
+217
+0.8% +$13.2K
1 2
3
4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.