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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.7M
Cap. Flow %
6.33%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCG
51
DELISTED
Scana
SCG
$2.59M 0.33%
39,667
+22,457
+130% +$1.55M
PEP icon
52
PepsiCo
PEP
$188B
$2.53M 0.32%
22,612
+300
+1% +$32.2K
VXF icon
53
Vanguard Extended Market ETF
VXF
$31.4B
$2.35M 0.3%
23,504
+10,648
+83% +$1.05M
T icon
54
AT&T
T
$156B
$2.32M 0.3%
73,882
+2,998
+4% +$94.3K
MMM icon
55
3M
MMM
$93.9B
$2.29M 0.29%
14,352
-71
-0.5% -$10.9K
IBM icon
56
IBM
IBM
$222B
$2.17M 0.28%
13,035
-743
-5% -$125K
SON icon
57
Sonoco
SON
$5.77B
$2.17M 0.28%
40,937
+1,236
+3% +$66.5K
CSCO icon
58
Cisco
CSCO
$478B
$2.16M 0.27%
63,831
+1,050
+2% +$34.1K
HD icon
59
Home Depot
HD
$351B
$1.97M 0.25%
13,446
-173
-1% -$24.5K
IEMG icon
60
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.96M 0.25%
40,950
+27,301
+200% +$1.26M
ADP icon
61
Automatic Data Processing
ADP
$106B
$1.84M 0.23%
17,971
-2,409
-12% -$246K
CSX icon
62
CSX Corp
CSX
$94.1B
$1.7M 0.22%
109,836
-1,914
-2% -$29.2K
HRL icon
63
Hormel Foods
HRL
$13.8B
$1.7M 0.22%
49,128
– –
MO icon
64
Altria Group
MO
$113B
$1.65M 0.21%
23,103
-168
-0.7% -$12.2K
DGRO icon
65
iShares Core Dividend Growth ETF
DGRO
$43.3B
$1.64M 0.21%
53,771
+22,265
+71% +$668K
COP icon
66
ConocoPhillips
COP
$140B
$1.63M 0.21%
32,648
+561
+2% +$27.1K
VZ icon
67
Verizon
VZ
$189B
$1.6M 0.2%
32,813
-246
-0.7% -$12.3K
TREE icon
68
LendingTree
TREE
$470M
$1.57M 0.2%
12,511
-2,000
-14% -$228K
VUG icon
69
Vanguard Morningstar Growth ETF
VUG
$231B
$1.54M 0.2%
76,218
+2,172
+3% +$42.8K
HDV
70
iShares Core High Dividend ETF
HDV
$14.7B
$1.52M 0.19%
90,640
-27,420
-23% -$457K
MRK icon
71
Merck
MRK
$321B
$1.51M 0.19%
24,986
+894
+4% +$54.2K
MCD icon
72
McDonald's
MCD
$195B
$1.51M 0.19%
11,654
-166
-1% -$20.8K
DD
73
DELISTED
Du Pont De Nemours E I
DD
$1.5M 0.19%
18,736
+5,035
+37% +$391K
AGZD icon
74
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$1.5M 0.19%
62,322
+31,228
+100% +$751K
SO icon
75
Southern Company
SO
$106B
$1.48M 0.19%
29,775
-482
-2% -$23.8K
1 2
3
4 5

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NFG
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6M
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RFA
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CCT
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C
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.7M of net new capital in Q1 2017, opening 75 new positions and adding to 251 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.